Compliance Manager - Securities Firm

JAC Recruitment; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

An international securities firm in Singapore is seeking a compliance manager to oversee client onboarding, develop policies, and train staff on regulatory compliance. The ideal candidate will have at least 4 years of experience in compliance within the financial services sector, with relevant certifications being a plus. This is a standalone role crucial for the firm's operations.

Qualifications

• Bachelor's Degree or Diploma required.
• Experience in compliance within financial services environment.
• Relevant certifications in compliance or risk management are bonuses.

Responsibilities

• Oversee client onboarding and perform due diligence.
• Review compliance with regulatory standards and company policies.
• Develop and update compliance policies and procedures.
• Train employees on compliance and regulatory requirements.
• Resolve compliance-related queries from authorities and management.

Skills

Client onboarding oversight

Regulatory compliance knowledge

AML / CFT requirements

KYC checks

Education

Bachelor's Degree or Diploma

Job description

P Posted byRecruiter

My client is an international boutique securities firm, due topany expansion, they are looking for apliance manager to join them in their Singapore office. Do note that this is a standalonepliance manager role.

You will be required to:

• Oversee client onboarding, performing due diligence and KYC checks in line with regulatory standards andpany policies;
• Reviewing key aspects ofpany’s operations to ensure adherence to the applicable statutory rules and regulations, MAS notices and guidelines, andpany’s policies and procedures;
• Develop, review, and update internalpliance policies and procedures to ensure adherence to regulatory changes;
• Educate and train employees on regulatorypliance, AML / CFT requirements, and any updates in relevant policies and procedures; and
• Resolvingpliance-related questions and queries from relevant authorities, management and colleagues.

Qualifications:

• Bachelor's Degree or Diploma
• Relevant certification inpliance, risk andernance would be a bonus.
• Relevant certification in AML / CFT would be a bonus.
• 4 or more years of experience inpliance within a financial services environment, ideally within a capital markets focused firm.

We regret to inform that only shortlisted candidates will be notified.

Appreciate your understanding.

EA : JAC Recruitment Pte. Ltd.

EA Licence : 90C3026

EA Personnel : R1110469

EA Personnel Name : Zhong Zhengnan Paul

Job ID JACMAS