AVP, Market Compliance & Trade Surveillance

DBS; Singapore; On-site; SGD 75,000 - 95,000; Full time

Job summary

A major financial institution in Singapore is seeking an AVP, Specialist Business Compliance to lead trade surveillance monitoring and ensure compliance with regulations. The ideal candidate will have a degree in Accountancy or Finance, 4 to 5 years of compliance experience, and strong analytical skills. Responsibilities include monitoring alerts, conducting reviews, and liaising with technology teams for system improvements. This position offers a competitive salary and dynamic work environment.

Benefits

Competitive salary

Benefits package

Dynamic work environment

Qualifications

• 4 to 5 years of experience in audit/compliance related work.
• Working knowledge of relevant rules and regulations, particularly in relation to market conduct/market abuse preferred.
• Compliance best practices and understanding of capital market products and systems preferred.

Responsibilities

• Perform trade surveillance monitoring for Global Financial Markets using automated systems.
• Timely review of alerts generated by surveillance systems and internal reports.
• Investigate and close out monitoring alerts thoroughly in a timely manner.

Skills

Trade and/or communication surveillance experience

Good analytical and problem-solving skills

Good communication and presentation skills

Education

Degree in Accountancy, Finance or related field

Job description

A major financial institution in Singapore is seeking an AVP, Specialist Business Compliance to lead trade surveillance monitoring and ensure compliance with regulations. The ideal candidate will have a degree in Accountancy or Finance, 4 to 5 years of compliance experience, and strong analytical skills. Responsibilities include monitoring alerts, conducting reviews, and liaising with technology teams for system improvements. This position offers a competitive salary and dynamic work environment.