Analyst - Operational Risk Manager - Risk Management

NOMURA SINGAPORE LIMITED; Singapore; On-site; SGD 70,000 - 90,000; Full time

Job summary

A global financial services firm in Singapore is seeking an Analyst Operational Risk Manager to implement and maintain operational risk management frameworks across various business units. The ideal candidate will have at least 2 years of experience in risk management, specifically within an investment bank, and proven knowledge of cash equities. Responsibilities include conducting risk assessments, preparing reports for senior management, and collaborating with various stakeholders in risk management practices.

Qualifications

• Minimum of 2 years of experience in risk management or control function within an investment bank.
• Proven experience of working on cash equities and vanilla equity products for at least 2 years.
• Knowledge of financial markets, investment products, and trading strategies specific to Asia markets.

Responsibilities

• Assist in conducting risk assessments and identifying potential operational risks.
• Prepare regular and accurate operational risk reports for senior management.
• Support the development and implementation of risk management policies and procedures.

Skills

Risk management principles

Analytical skills

Communication skills

Problem-solving skills

Proficiency in Microsoft Office Suite

Education

Bachelor's Degree

Tools

OMS/EMS

FIX protocol

Job description

Company Overview

Nomura is a global financial services group with an integrated network spanning over 30 countries and regions. By connecting markets East & West, Nomura services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Wholesale (Global Markets and Investment Banking), and Investment Management. Founded in 1925, the firm is built on a tradition of disciplined entrepreneurship, serving clients with creative solutions and considered thought leadership. For further information about Nomura, visit www.nomura.com.

Department Overview

The management of operational risk is a key business priority for Nomura and is vital to the successful delivery of the firm’s strategy. The AEJ Operational Risk Management Team is an independent risk management group (second line of defence) overseeing and ensuring risk management at the Firm level.

Role Overview

The Analyst Operational Risk Manager is responsible for supporting the implementation and maintenance of the operational risk management framework within the organization. This role helps identify, assess, monitor, and mitigate operational risks across various business units.

Role Description

Risk Assessment & Monitoring

• Assist in conducting risk assessments/ deep dives and identifying potential operational risks.
• Consolidate and monitor key risk indicators (KRIs) and risk metrics to identify potential operational risks/ issues in the functions.
• Support the development and maintenance of risk registers.
• Participate in risk control self-assessments (RCSAs).

Reporting & Documentation

• Prepare regular and accurate operational risk reports for senior management.
• Maintain operational risk documentation and procedures.
• Track and report on risk mitigation activities.

Process Improvement

• Support the development and implementation of risk management policies and procedures.
• Identify areas for process improvement and control enhancement.
• Assist in timely implementation of risk mitigation strategies.

Stakeholder Management

• Collaborate with business units to identify and assess operational risks.
• Provide guidance on risk management practices to stakeholders.
• Support training initiatives related to operational risk management.

Skills, experience, qualifications, and knowledge required

• Minimum Bachelors Degree.
• Minimum of 2 years of experience in risk management or control function within an investment bank.
• Proven experience of working on cash equities and vanilla equity products for at least 2 years.
• Experience and understanding of operational risk management principles and frameworks along with regulatory requirements and industry standards.
• Knowledge of financial markets, investment products, and trading strategies specific to Asia markets.
• Professional certifications e.g. FRM, CRM, PRM of CSIA would be advantageous.
• Familiarity with electronic trading, OMS/EMS, FIX protocol, and trading protocols.
• Strong analytical and problem-solving skills
• Excellent communication and presentation skills
• Proficiency in Microsoft Office Suite

Nomura Competencies

Explore Insights & Vision

• Identify the underlying causes of problems faced by you or your team and define a clear vision and direction for the future.

Making Strategic Decisions

• Evaluate all the options for resolving the problems and effectively prioritize actions or recommendations.

Inspire Entrepreneurship in People

• Inspire team members through effective communication of ideas and motivate them to actively enhance productivity.

Elevate Organizational Capability

• Engage proactively in professional development and enhance team productivity through the promotion of knowledge sharing.

Inclusion

• Respect DEI, foster a culture of psychological safety in the workplace and cultivate a "Risk Culture" (Challenge, Escalate and Respect).

Diversity Statement

Nomura is committed to an employment policy of equal opportunities and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender, or sexual orientation.

DISCLAIMER

This Job Description is for reference only, and whilst this is intended to be an accurate reflection of the current job, it is not necessarily an exhaustive list of all responsibilities, duties, skills, efforts, requirements or working conditions associated with the job. The management reserves the right to revise the job and may, at his or her discretion, assign or reassign duties and responsibilities to this job at any time.

Nomura is an Equal Opportunity Employer