Senior Compliance Monitoring Manager (Hybrid, 2LOD)

Hargreaves Lansdown Asset Management Limited; Bristol; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A leading investment platform in Bristol is seeking a Senior Compliance Monitoring Manager to oversee compliance with regulatory requirements. This full-time role involves supporting compliance monitoring, conducting reviews, and managing relationships with senior leadership. Candidates should possess experience in financial services compliance, an understanding of the regulatory environment, and strong communication skills. This position offers flexible working options and notable employee benefits.

Benefits

Discretionary annual bonus

25 days holiday plus bank holidays

Flexible working options

Enhanced parental leave

Pension scheme with employer contribution

Private medical insurance

Employee Assistance Programme

Gym memberships

Inhouse barista

Paid volunteering days

Qualifications

• Experience in financial services compliance roles with management responsibility.
• Knowledge of UK and European financial services regulation.
• Ability to communicate complex issues simply and effectively.

Responsibilities

• Support the Compliance Monitoring Plan.
• Lead and conduct monitoring reviews.
• Challenge senior leaders on compliance results.

Skills

Risk and compliance experience

Knowledge of regulatory environment

Strong communication skills

Relationship building

Three-lines of defence model understanding

Solution-focused mindset

Job description

A leading investment platform in Bristol is seeking a Senior Compliance Monitoring Manager to oversee compliance with regulatory requirements. This full-time role involves supporting compliance monitoring, conducting reviews, and managing relationships with senior leadership. Candidates should possess experience in financial services compliance, an understanding of the regulatory environment, and strong communication skills. This position offers flexible working options and notable employee benefits.