Senior Compliance Monitoring Lead – Regulatory Reporting

Hargreaves Lansdown Asset Management Limited; Bristol; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A financial services company in Bristol seeks a Senior Compliance Monitoring Manager to lead its Compliance Monitoring program with a focus on regulatory reporting. This permanent role requires extensive risk management experience and a strong understanding of financial services regulations. The position offers a hybrid working model, allowing for flexible working from home alongside in-office requirements. Ideal candidates should possess relevant professional qualifications and demonstrate effective communication and relationship management skills.

Qualifications

• Experience in a risk and compliance role in the financial services sector.
• Demonstrable experience of delivering an effective compliance monitoring programme.
• Accomplished in communication and relationship management.

Responsibilities

• Lead the Compliance Monitoring programme focused on regulatory reporting.
• Conduct monitoring reviews and challenge senior leadership on compliance.
• Develop and improve methodologies for Compliance Monitoring.

Skills

Risk and compliance experience

Regulatory knowledge

Communication skills

Relationship building

Problem-solving mindset

Education

Industry relevant professional qualifications

Job description

A financial services company in Bristol seeks a Senior Compliance Monitoring Manager to lead its Compliance Monitoring program with a focus on regulatory reporting. This permanent role requires extensive risk management experience and a strong understanding of financial services regulations. The position offers a hybrid working model, allowing for flexible working from home alongside in-office requirements. Ideal candidates should possess relevant professional qualifications and demonstrate effective communication and relationship management skills.