Senior Compliance Analyst

Harrison Holgate; City Of London; On-site; GBP 60,000 - 75,000; Full time

Job summary

An esteemed compliance firm is seeking a Senior Compliance Analyst to lead in compliance advisory and oversight. You'll interact with clients, respond to compliance queries, draft reports, and deliver training. Ideal candidates will have a strong knowledge of UK insurance regulation and be ACII qualified or pursuing their qualification. This role offers a chance to grow your compliance expertise in a collaborative environment.

Qualifications

• Broad knowledge of UK insurance regulation.
• Experience applying regulatory knowledge in insurance.
• Strong academic background.

Responsibilities

• Respond to queries on sanctions and complaints.
• Draft board reports and regulatory bulletins.
• Deliver compliance training.

Skills

Conduct risk

Client interaction

Compliance knowledge

Strong communication skills

Education

ACII qualification or pursuing qualification

Tools

Microsoft Office

Job description

Overview

Senior Compliance Analyst – Elevate Your Career in Compliance

Join a prestigious organisation as a Senior Compliance Analyst in their dynamic Compliance Department. Be at the forefront of compliance advisory and oversight, working with diverse clients and contributing to the compliance plan.

Why This Role Stands Out:

• Professional Growth: Engage with compliance queries and enhance your technical knowledge, especially in conduct risk.
• Client Interaction: Serve as the main contact for clients, providing reliable information and guidance.
• Collaborative Environment: Work with a supportive team, contributing to Product Oversight Groups and client meetings.
• Training and Development: Deliver compliance training, boosting your communication skills.
• Policy Development: Help review and develop compliance policies to meet regulatory standards.

Key Responsibilities

• Respond to queries on sanctions, complaints, and conduct risk.
• Draft board reports and regulatory bulletins.
• Produce conduct risk MI and reports.
• Lead and participate in client meetings.
• Deliver compliance training.
• Prepare and submit regulatory returns.
• Participate in additional projects as needed.

Technical Expertise

• Broad knowledge of UK insurance regulation.
• Experience applying regulatory knowledge in insurance.
• Conduct risk experience.
• Strong academic background, ideally ACII qualified or pursuing qualification.
• Proficient in Microsoft Office.

This role suits a compliance professional ready to make an impact. If you have the skills and experience, this could be the next step in your career.