Remote Compliance Officer — Wealth Management

Heat Recruitment; Remote; GBP 50,000 - 54,000; Full time

Job summary

A respected wealth management firm in the United Kingdom is seeking a Remote Compliance Officer to ensure adherence to FCA regulations and internal compliance procedures. The role involves monitoring adviser files, providing guidance, and conducting training. The ideal candidate has previous experience in compliance within IFA or wealth management, and strong communication and analytical skills. This position offers a salary of £50,000 - £54,000 along with benefits like private medical insurance and a collaborative culture.

Benefits

Private medical insurance

Collaborative culture focused on development

Qualifications

• Previous experience in compliance within IFA or wealth management.
• Knowledge of FCA regulations.
• Ability to conduct training and provide guidance.

Responsibilities

• Ensure adherence to FCA regulations and internal compliance procedures.
• Monitor adviser files.
• Conduct training for staff.

Skills

Strong communication skills

Analytical skills

Job description

A respected wealth management firm seeks a Remote Compliance Officer to ensure adherence to FCA regulations and internal compliance procedures. This role involves monitoring adviser files, providing guidance, and conducting training. The ideal candidate has previous experience in compliance within IFA or wealth management, along with strong communication and analytical skills. The position offers a salary of £50,000 - £54,000 and includes benefits such as private medical insurance and a collaborative culture focused on development.