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Regulatory & Conduct Compliance Lead

Gallagher

Nottingham

On-site

GBP 60,000 - 80,000

Full time

7 days ago
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Job summary

A leading risk management firm in Nottingham is seeking a Conduct and Compliance Manager to ensure Consumer Duty principles are embedded across the organization. The ideal candidate will have a strong regulatory background, preferably in financial services, and excellent analytical skills. Responsibilities include monitoring compliance practices, reporting on risks, and establishing strong relationships with business units. Join a culture driven by integrity and teamwork while making a meaningful impact.

Benefits

25 days holiday plus bank holidays
Defined contribution pension scheme
Life insurance at 4x salary

Qualifications

  • Previous experience in a similar role essential.
  • Strong working knowledge of compliance practices.
  • Ability to work under pressure systematically.

Responsibilities

  • Embed the principles of Consumer Duty across the business.
  • Monitor and report on Errors & Omissions.
  • Establish regular adherence to governance protocols.

Skills

Regulatory awareness
Analytical skills
Organisational skills
Written communication

Education

Experience in insurance industry

Tools

Microsoft Office
Job description
A leading risk management firm in Nottingham is seeking a Conduct and Compliance Manager to ensure Consumer Duty principles are embedded across the organization. The ideal candidate will have a strong regulatory background, preferably in financial services, and excellent analytical skills. Responsibilities include monitoring compliance practices, reporting on risks, and establishing strong relationships with business units. Join a culture driven by integrity and teamwork while making a meaningful impact.
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