Regulatory Compliance Specialist - Commodities

ZipRecruiter; City Of London; On-site; GBP 50,000 - 70,000; Full time

Job summary

A global recruitment platform is seeking a Regulatory Compliance Specialist to manage compliance matters globally. Responsibilities include overseeing regulatory reports for commodities trading, conducting impact assessments, and collaborating with internal teams. The ideal candidate has experience in commodities or capital market regulations and a strong understanding of regulatory reporting. This role offers a dynamic work environment in London.

Qualifications

• Experience in commodities, energy or capital market regulations.
• Deep understanding of regulatory reporting requirements.
• Ability to analyze and interpret complex regulations.

Responsibilities

• Oversee regulatory report preparation for commodities trading.
• Act as point of contact for regulatory reporting queries.
• Conduct impact assessments for upcoming regulations.
• Map regulatory obligations to business requirements.

Skills

Experience with regulations in the commodities sector

Strong knowledge in regulatory bodies

Knowledge of market abuse and trading

Ability to stay updated with regulatory changes

Job description

The Regulatory Compliance Specialist position will report to the Head of Regulation and Risk team and mainly manage regulatory compliance matters globally. Key responsibilities include conducting impact assessments, regulatory mapping and reporting, and providing expert analysis on regulations. The role involves collaboration with various support functions, delivering training sessions, and acting as a regulatory liaison.

Responsibilities

• Oversee the preparation, validation, and submission of regulatory reports for commodities trading activities (e.g., EMIR, MiFID II, REMIT, Dodd-Frank, SFTR).
• Act as the point of contact for internal teams on regulatory reporting queries.
• Conduct detailed impact assessments for upcoming regulations.
• Map regulatory obligations to business requirements and controls.
• Analyze and interpret relevant regulations
• Collaborate with Regulatory Affairs, Legal, Risk, and Finance teams.
• Deliver training sessions on new regulations.

Requirements

• Experience with regulations in the commodities, energy or capital market sector.
• Strong knowledge in regulatory bodies, or trade associations.
• Knowledge of market abuse, trading, and regulatory reporting.
• Ability to stay updated with regulatory changes in a dynamic environment.