Prudential Regulatory Reporting Manager (FTC)

Empirical Search; Greater London; On-site; GBP 55,000 - 75,000; Full time

Job summary

A leading financial services firm in Greater London is looking for a professional to oversee the regulatory reporting process. The role involves ensuring accurate submissions, owning the control environment for Prudential Reporting, and preparing analytical information for senior finance leadership. Candidates should have substantial regulatory reporting experience, supervisory skills, and ideally possess ACCA, ACA, or CIMA qualifications, along with programming knowledge in SQL or Python. This position offers an opportunity to influence critical financial operations within the firm.

Qualifications

• Deep industry experience in regulatory reporting, at least 2 years in a supervisory role.
• Experience covering capital, liquidity, and reporting requirements of regulated UK banks.
• Strong ability to manage own workload and that of others.

Responsibilities

• Oversee the regulatory reporting process and ensure accuracy and timeliness.
• Own the control environment for Prudential Reporting.
• Engage with UK Finance on responses to PRA policies.
• Prepare updates for Finance Review Committee.

Skills

Regulatory reporting experience

SQL

Python

Planning and organizing

Challenging non-compliance

Education

ACCA / ACA / CIMA qualification

Job description

Role Description

• Oversee the regulatory reporting process, perform first level review and ensure all returns are submitted accurately and on time
• Own the control environment for Prudential Reporting, ensure testing is completed to time and where shortcomings are identified that a plan of action is developed and delivered to time
• Keep informed of changing business operations and adjust prudential returns as needed
• Keep informed of regulatory reporting regulations, ensure the Bank is prepared for new and changing regulatory reporting requirements and adjust prudential returns as needed
• Provide analytical information to provide guidance to CFO and Head of Finance, prior to the submission of major quarterly returns
• Prepare intra‑quarter end capital and RWA data, modelling and analysis for FP&A
• Engage with UK Finance and assist the Head of Prudential Reporting with the preparation of responses to PRA policy statements / consultation papers either on direct behalf of the Bank or as part of a wider response from UK Finance
• Prepare updates for Finance Review Committee on recent prudential publications
• Continuously improve the quality of data and documentation supporting the regulatory reports
• Train and develop the Prudential Reporting Analyst
• Engage with Internal Audit on any relevant pieces of work
• Draft responses to regulatory queries as required
• Ad hoc projects

Role Requirements

• Deep industry experience in regulatory reporting is essential, including at least 2 years at supervisor / managerial level, covering capital, liquidity (such as COREP and PRA110), and other reporting requirements of regulated UK banks (including MLAR and PSD)
• ACCA / ACA / CIMA qualification would be an advantage
• Programming experience (such as SQL and Python) would be an advantage, particular in respect of data extraction and manipulation
• Strong and proven ability to plan, organise and prioritise own workload, and to manage the workload of others to ensure deadlines are met
• Confidence to challenge actions and behaviours that are not consistent with Bank’s policies and best interests of the business and its customers