Innovative Wealth Compliance Lead - New Products

Chip; Greater London; On-site; GBP 70,000 - 80,000; Full time

Job summary

A leading fintech company based in London is seeking a Compliance Manager to guide regulatory submissions and policy updates while collaborating with product teams to develop innovative offerings. Required skills include strong writing ability, attention to regulatory details, and a thorough understanding of FCA rules. This role offers a competitive salary, discretionary bonuses, and a supportive workplace focused on personal growth. Join a dynamic team committed to building the investment super-app of the future.

Benefits

£70,000 – £80,000 per annum

Discretionary Performance‑Related Bi‑Annual Bonus

Workplace pension scheme

Private medical insurance

Employee Assistance Programme

Flexible working arrangements

28 days holiday plus bank holidays

Annual training budget

Company laptop

Opportunity to impact product development

Qualifications

• Legal qualification highly desirable.
• Thorough experience in the investments and wealth space.
• Solid knowledge of FCA Financial Advice rules.
• Keen interest in innovation in financial guidance.
• Working knowledge of consumer financial promotions regulation is beneficial.

Responsibilities

• Shaping new propositions and driving compliant approach.
• Writing, reviewing and challenging regulatory submissions.
• Reviewing and updating policies and governance frameworks.
• Building relationships with first line teams.
• Horizon scanning for regulatory updates.

Skills

Strong written skills

Attention to detail

Knowledge of FCA Financial Advice rules

Interest in innovation and AI

Knowledge of consumer financial promotions regulation

Education

Legal qualification

Experience in wealth and investments

Job description

A leading fintech company based in London is seeking a Compliance Manager to guide regulatory submissions and policy updates while collaborating with product teams to develop innovative offerings. Required skills include strong writing ability, attention to regulatory details, and a thorough understanding of FCA rules. This role offers a competitive salary, discretionary bonuses, and a supportive workplace focused on personal growth. Join a dynamic team committed to building the investment super-app of the future.