Independent Financial Advisor

Clayton Davies; Remote; GBP 55,000; Full time

Job summary

A successful wealth management firm is seeking an Independent Financial Adviser to provide holistic independent market advice while receiving full paraplanning support. This home-based role requires a RQF level 4 Diploma and prior experience as a Financial Adviser. You will analyze client finances to offer tailored solutions and maintain record-keeping standards. This position enhances client relationships and ensures compliance with company advice protocols. A bonus is included with a competitive salary around £55,000.

Qualifications

• Ideally hold SPS Statement of Professional Standing by FCA accredited body.
• Previous experience as a Financial Adviser is required.

Responsibilities

• Provide fully holistic independent whole of market advice to customers.
• Analyze clients’ circumstances to establish suitable solutions.
• Maintain records of advice in line with company standards.

Skills

Holistic independent advice

Client-centric relationship management

Financial analysis

Education

RQF level 4 Diploma in Regulated Financial Planning

Job description

⭐️ Independent Financial Adviser

📍 Home Based

💰 c.£55,000 + Bonus

Our client, a successful wealth management firm, are looking for an Independent Financial Adviser to join the team. You will receive full paraplanning and administration support.

Role & Responsibilities : 📋

• Operating to the highest standards within a client centric environment, practicing a standardised process for advising clients and maintaining records of advice.
• Provide fully holistic independent whole of market advice to customers.
• Analysis of clients’ circumstances and finances to establish suitable solutions for their differing needs.
• Ensure client outcomes adhere to company Advice Standards and Consumer Duty Policy.
• Providing clients with comprehensive verbal and documented recommendations in line with the company’s best practice.
• Ensure best practice and client outcomes.
• Ensure that records are kept appropriately in line with the company’s record keeping and file quality requirements.
• Ensuring that competence to provide advice is maintained and a programme of CPD is undertaken and documented.

Do you have the following to apply? ✅

• RQF level 4 Diploma in Regulated Financial Planning (or equivalent).
• Previous experience as a Financial Adviser
• Ideally hold SPS Statement of Professional Standing by FCA accredited body

Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.

Clayton Davies is acting as an employment agency on behalf of our client.