Deputy Head, Central Compliance & SMCR Lead

Marex Group; Greater London; On-site; GBP 80,000 - 110,000; Full time

Job summary

A diversified global financial services firm is seeking a Deputy Head of Central Compliance in London to oversee the SMCR framework and manage critical compliance policies and regulatory interactions. The ideal candidate will bring over 10-15 years of experience in financial services, have strong communication skills, and excel at stakeholder engagement. This role demands a collaborative team player with a keen attention to detail, committed to regulatory integrity and excellence in compliance operations.

Benefits

Competitive salary

Professional development opportunities

Qualifications

• Minimum 10-15 years' experience in financial services.
• Experience with regulatory compliance change (e.g., SMCR, MIFID).
• Comfortable in a UK regulated environment.

Responsibilities

• Overseeing the SMCR framework for the firm's regulated entities.
• Preparing and submitting regulatory filings and applications.
• Supporting regulatory responses and audit responses.

Skills

Interpersonal skills

Communication skills

Attention to detail

Team collaboration

Stakeholder engagement

Education

Compliance specific industry certifications

Job description

A diversified global financial services firm is seeking a Deputy Head of Central Compliance in London to oversee the SMCR framework and manage critical compliance policies and regulatory interactions. The ideal candidate will bring over 10-15 years of experience in financial services, have strong communication skills, and excel at stakeholder engagement. This role demands a collaborative team player with a keen attention to detail, committed to regulatory integrity and excellence in compliance operations.