Control Room AVP: Private Side Compliance & Risk (London)

Page Personnel; Greater London; On-site; GBP 60,000 - 75,000; Full time

Job summary

A leading recruitment firm is seeking a Control Room AVP for a Global Investment Bank in London. This role involves managing conflicts of interest, supporting compliance issues, and ensuring regulatory adherence. The ideal candidate will have strong knowledge of regulatory requirements within the financial services, excellent organizational and analytical skills, and the ability to handle sensitive information. Competitive salary between £60,000 - £75,000 and comprehensive benefits package are on offer for this permanent position.

Benefits

Competitive salary

Comprehensive benefits package

Pension and health coverage

Career progression opportunities

Qualifications

• Strong understanding of regulatory requirements within the financial services industry.
• Knowledge of Control Room Operations.
• Experience in risk management or compliance roles.
• Ability to manage sensitive information with discretion.
• Proactive in identifying and resolving compliance issues.

Responsibilities

• Managing Personal Conflicts of Interest including Personal Account Dealing.
• Managing Transactional Conflict of Interest and Information Barriers.
• Managing the EMEA Permanent Insider List.
• Managing the Watch List and Restricted List.
• Managing the Wall Crossings Process.
• Providing policy guidance to the wider Private Side Advisory function.

Skills

Regulatory requirements knowledge

Risk management experience

Excellent organisational skills

Analytical skills

Communication skills

Collaboration skills

Job description

A leading recruitment firm is seeking a Control Room AVP for a Global Investment Bank in London. This role involves managing conflicts of interest, supporting compliance issues, and ensuring regulatory adherence. The ideal candidate will have strong knowledge of regulatory requirements within the financial services, excellent organizational and analytical skills, and the ability to handle sensitive information. Competitive salary between £60,000 - £75,000 and comprehensive benefits package are on offer for this permanent position.