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Compliance Officer (FCA) – Pensions & Regulatory Advisory

Core-Asset Consulting Ltd

Newcastle upon Tyne

On-site

GBP 80,000 - 100,000

Full time

Today
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Job summary

A leading financial services firm in Newcastle upon Tyne is looking for a Compliance Officer to help meet regulatory obligations while promoting a client-first compliance culture. The ideal candidate will have excellent communication skills, strong attention to detail, and proven analytical abilities. Responsibilities include translating FCA regulations into actionable advice, reviewing financial promotions, and promoting compliance awareness among staff. This is a fantastic opportunity for compliance professionals seeking to make a significant impact.

Qualifications

  • Proven ability to explain complex regulatory requirements.
  • Solid experience in applying FCA regulations.
  • Experience with managing compliance in various business contexts.

Responsibilities

  • Translate FCA regulations into actionable advice.
  • Provide timely responses to compliance queries.
  • Review financial promotions for FCA adherence.
  • Act as a compliance stakeholder in new initiatives.
  • Promote compliance awareness throughout the organization.

Skills

Excellent communication skills
Attention to detail
Analytical skills
Ability to manage competing priorities
Commercial awareness
Strong written skills
Job description
A leading financial services firm in Newcastle upon Tyne is looking for a Compliance Officer to help meet regulatory obligations while promoting a client-first compliance culture. The ideal candidate will have excellent communication skills, strong attention to detail, and proven analytical abilities. Responsibilities include translating FCA regulations into actionable advice, reviewing financial promotions, and promoting compliance awareness among staff. This is a fantastic opportunity for compliance professionals seeking to make a significant impact.
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