Compliance Officer

HILTON WORLDWIDE; Coventry; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading global hospitality company in Coventry is seeking a dedicated Senior Compliance Officer to enhance its compliance team. The ideal candidate will have a strong background in compliance along with experience in the financial services industry. Key responsibilities include ensuring compliance with FCA regulations, administering compliance systems, and liaising with regulators. This is a critical role that supports the company’s operations across the UK and Ireland, requiring analytical skills and a collaborative approach.

Qualifications

• Extensive experience in compliance with FCA and regulatory requirements.
• Ability to provide regulatory advice and support to business units.
• Skilled in maintaining compliance documentation and records.

Responsibilities

• Ensure compliance with FCA and other regulatory requirements.
• Administer compliance systems and tools.
• Coordinate implementation of Consumer Duty and SMCR responsibilities.
• Prepare documentation for regulatory inspections and audits.
• Monitor compliance obligations and interpret new regulations.

Skills

Background in compliance

Financial services experience

Regulatory risk management

Strong relationship-building

Job description

We're hiring for a Senior Compliance Officer to support our growing compliance team! To keep up with our growth in the UK and Ireland, we're looking for a dedicated Senior Compliance Officer to assist in supporting NFP Europe's Property & Casualty Insurance Entities and Divisions in ensuring that both internal and external business‑as‑usual compliance requirements are fulfilled. The role is an integral part of the compliance function, working collectively to ensure that NFP Europe operates effectively in accordance with relevant rules and regulations. The ideal candidate should possess a robust background in compliance, along with relevant experience within the financial services industry.

Core Responsibilities

• Ensuring day-to-day compliance with FCA and other relevant regulatory requirements
• Administering compliance systems and tools such as policy portals and training platforms
• Coordinating the implementation of Consumer Duty Rules, Conduct Rules, and SMCR responsibilities
• Ensuring timely and accurate FCA and other regulatory filings, notifications, and reports

Advisory

• Providing effective regulatory business partnering to the first line of defence (1LOD)
• Delivering pragmatic advice, technical guidance, and oversight on compliance and regulatory matters
• Building strong collaborative relationships with 1LOD and operational departments
• Bringing a compliance and regulatory perspective to key business forums, initiatives, and projects
• Supporting and guiding business units through integration-related activities

Governance

• Acting as a liaison with external regulators and auditors
• Preparing documentation for regulatory inspections and audits
• Managing external and internal audit processes
• Analysing compliance and business performance data to identify trends and provide challenge
• Identifying and escalating potential compliance risks to senior management
• Preparing management information and reports for entity boards, senior management, and regulatory bodies

Compliance Risk Management

• Contributing to the development and maintenance of the firm's risk register
• Supporting the group's assessment of regulatory risks as part of the enterprise risk management (ERM) framework

Regulatory Change and Updates

• Monitoring compliance obligations specific to the business area
• Interpreting new regulations and insurance-specific legislation and advising on required business adjustments
• Delivering briefings and training on key regulatory topics and emerging issues

Policy and Procedure Management

• Implementing, maintaining, and updating compliance policies and procedures
• Ensuring policies are effectively communicated, embedded, and aligned with regulatory requirements
• Providing guidance and training to support consistent policy application

Record Keeping and Documentation

• Maintaining accurate and up-to-date compliance records, including monitoring logs and incident reports