Compliance Manager Investments

Phoenix Talent Partners; Greater London; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A growing investment firm in London is seeking a Compliance Officer to support their Risk & Compliance function. This pivotal role involves advising the business on compliance and risk culture while having a direct influence on operations. Responsibilities include overseeing core regulatory compliance activities and leading regulatory reporting. The position offers significant opportunities for development and progression in a dynamic environment.

Qualifications

• Pragmatic approach to compliance.
• Strong commercial mindset.
• Experience in risk and compliance functions.

Responsibilities

• Take ownership of core regulatory and prudential compliance activities.
• Lead regulatory reporting across RegData.

Job description

Compliance Officer – Investment & Wealth Management

London / Hybrid | Growing Investment & Wealth Platform | Advancing Your Compliance Career

Phoenix Talent Partners is delighted to be recruiting on behalf of our client—an ambitious, fast-scaling investment and wealth management group entering an exciting phase of growth.

We’re partnering with them to hire a Compliance Officer who brings both a pragmatic approach and a strong commercial mindset, and who is eager to play a pivotal role in shaping the firm’s compliance and risk culture as it scales.

This is a standout opportunity to join a business where compliance is valued as an enabler of growth, not a blocker—offering genuine scope for development, influence, and progression.

The Role

Supporting the Group’s Risk & Compliance function—and with a strong focus on the firm’s discretionary investment solution—you will act as a key advisor to the business. Not only will you report directly into the Group Head of Risk & Compliance, you will also work closely with the CEO on occasion so you will have a direct influence on the business and how it’s shaped.

Key Responsibilities

• You’ll take ownership of core regulatory and prudential compliance activities, including :
• Leading regulatory reporting across RegData