Chief Executive Officer

Doo Group; United Kingdom; On-site; GBP 90,000 - 120,000; Full time

Job summary

A financial services company in the UK seeks a Senior Management Function 1 (SMF1) to lead regulatory compliance and support strategic growth. The ideal candidate will possess strong leadership skills and FCA regulations knowledge. This role involves overseeing compliance practices, managing regulatory relationships, and guiding team members to promote a culture of compliance. Excellent communication and problem-solving skills are vital.

Qualifications

• Proven experience in a senior management role within the financial services sector.
• In-depth knowledge of FCA regulations and compliance standards.
• Strong leadership and team management skills.

Responsibilities

• Ensure compliance with FCA regulations and internal policies.
• Develop and implement effective governance frameworks.
• Collaborate with senior leadership to drive performance improvement initiatives.
• Oversee risk management practices and ensure appropriate controls are in place.
• Manage relationships with regulatory bodies and ensure timely reporting.
• Provide guidance and support to team members and promote a culture of compliance.

Skills

Leadership

Regulatory compliance

Communication

Problem-solving

Education

Relevant professional qualifications (e.g., FCA certifications)

Job description

Overview

We are seeking a qualified and experienced candidate for the role of Senior Management Function 1 (SMF1) to lead regulatory compliance efforts and support the strategic growth of our UK operations. The ideal candidate will have a deep understanding of FCA regulations, strong leadership capabilities, and proven experience in the financial services sector.

This role is critical to:

• Maintaining our FCA license through strong compliance and governance practices.
• Upgrading our wholesale license to a retail license, supporting the company’s expansion strategy.
• Promoting the company brand through external engagement and industry presence.

Responsibilities

• Ensure compliance with FCA regulations and internal policies.
• Develop and implement effective governance frameworks.
• Collaborate with senior leadership to drive performance improvement initiatives.
• Oversee risk management practices and ensure appropriate controls are in place.
• Manage relationships with regulatory bodies and ensure timely reporting.
• Provide guidance and support to team members and promote a culture of compliance.
• Prepare and present reports to the board and relevant stakeholders.
• Assist in upgrading our wholesale license to retail status to expand our market reach.
• Represent the company at various events and promotional activities to enhance brand visibility.

Qualifications

• Proven experience in a senior management role within the financial services sector.
• In-depth knowledge of FCA regulations and compliance standards.
• Strong leadership and team management skills.
• Excellent communication and interpersonal abilities.
• Ability to analyze complex issues and develop effective solutions.
• Relevant professional qualifications (e.g., FCA certifications) are preferred.

Seniority level

• Director

Employment type

• Full-time

Job function

• Other