CASS Oversight Associate — 9-Month FTC (Hybrid London)

Titan Wealth Holdings Limited; Greater London; Hybrid; GBP 60,000 - 80,000; Full time

Job summary

A wealth management firm in Greater London seeks a CASS oversight professional for a 9-month fixed term contract. The role involves operational oversight, compliance with FCA CASS rules, and management of various CASS documentation. Ideal candidates will have experience in CASS regulations and audits, and strong Microsoft Office skills. The role offers a hybrid working model with a competitive salary and attractive benefits.

Benefits

Competitive salary

Employee Pension Scheme (7.5% employer contribution)

25 days Annual Leave + public holidays

Buy and sell holidays up to 5 days

Private medical insurance

Discretionary performance-related bonus

Qualifications

• Desirable CISI Client Money and Assets Regime and/or CISI Investment Operations Certificate.
• Good working knowledge of FCA CASS rules specifically CASS 6 & 7.
• Experience with FCA CASS external audits and liaising with internal stakeholders.

Responsibilities

• Assist in achieving operational oversight of systems and reporting.
• Ensure maintenance of the group CASS framework.
• Oversight of CASS-related functions and reconciliations.

Skills

Good working knowledge of FCA CASS rules specifically CASS 6 & 7

Familiarity with required regulatory reporting and governance in relation to CASS

Experience with FCA CASS external audits

Experience maintaining a compliant Client Asset Resolution Pack

Microsoft Office skills including Excel

Education

CISI Client Money and Assets Regime and/or CISI Investment Operations Certificate

Job description

A wealth management firm in Greater London seeks a CASS oversight professional for a 9-month fixed term contract. The role involves operational oversight, compliance with FCA CASS rules, and management of various CASS documentation. Ideal candidates will have experience in CASS regulations and audits, and strong Microsoft Office skills. The role offers a hybrid working model with a competitive salary and attractive benefits.