Senior Deal Management & Compliance Leader

RBC; Toronto; On-site; CAD 90,000 - 120,000; Full time

Job summary

A leading global financial institution seeks an Associate Director in Toronto. Responsibilities include relationship management and compliance advisory for private-side business units. Ideal candidates will have a university degree and over 5 years of compliance experience. This full-time role offers the opportunity to work in a progressive environment and help shape the compliance landscape. Join a dynamic team that values innovation and collaboration.

Benefits

Comprehensive Total Rewards Program

Qualifications

• 5+ years of compliance experience.
• Experience managing compliance information barriers program.
• Ability to work independently, managing various high priorities.
• People management experience is an asset.

Responsibilities

• Responsible for day-to-day relationship management and deal status updates.
• Ensure quality assurance of all aspects of the deal management program.
• Analyze escalated communications and determine adherence to policies.
• Maintain associated policies and procedures up to date.
• Assist with conflict monitoring and related activities.

Skills

Audit Compliance

Critical Thinking

Data Gathering Analysis

Decision Making

Financial Regulation

Industry Knowledge

Interpersonal Relationship Management

Product Services

Risk Management

Strategic Thinking

Education

University degree or equivalent education

Job description

A leading global financial institution seeks an Associate Director in Toronto. Responsibilities include relationship management and compliance advisory for private-side business units. Ideal candidates will have a university degree and over 5 years of compliance experience. This full-time role offers the opportunity to work in a progressive environment and help shape the compliance landscape. Join a dynamic team that values innovation and collaboration.