Senior Compliance Officer – Fintech & Regulatory Risk

Embark Student Corp.; Mississauga; On-site; CAD 65,000 - 75,000; Full time

Job summary

A financial services company is seeking a Senior Compliance Officer in Mississauga. This full-time role requires 3-5 years of experience in compliance, preferably in Fintech. The successful candidate will ensure adherence to regulations, provide compliance insights during organizational changes, and work collaboratively to support business practices. Strong analytical and communication skills are essential. Salary ranges from $65,000 to $75,000 per year, with a hybrid work model.

Benefits

Professional development opportunities

Collaborative work environment

Innovation-driven culture

Qualifications

• 3-5 years of experience in a compliance role within a Fintech or financial services environment.
• Strong understanding of Canadian regulatory frameworks (National Policy, FINTRAC, AML, PIPEDA).
• Experience supporting compliance during organizational transformation.

Responsibilities

• Ensure compliance with applicable laws, regulations, and internal policies.
• Review and update compliance policies to mitigate risk.
• Provide compliance insights during business process changes.

Skills

Analytical skills

Attention to detail

Communication skills

Problem-solving

Industry awareness

Numerical skills

Planning and organizational skills

Education

Canadian Investment Funds Course (completed or registered)

Job description

A financial services company is seeking a Senior Compliance Officer in Mississauga. This full-time role requires 3-5 years of experience in compliance, preferably in Fintech. The successful candidate will ensure adherence to regulations, provide compliance insights during organizational changes, and work collaboratively to support business practices. Strong analytical and communication skills are essential. Salary ranges from $65,000 to $75,000 per year, with a hybrid work model.