Manager, Portfolio Compliance Team

Crestpoint Real Estate Investments; Toronto; On-site; CAD 90,000 - 120,000; Full time

Job summary

A leading financial services firm in Toronto is seeking a Manager of Portfolio Compliance to oversee and enhance compliance processes. You will lead a team of compliance analysts and work closely with various stakeholders to mitigate risks and promote operational excellence. The ideal candidate has at least 3 years of management experience and a tech leaning mindset.

Qualifications

• CFA is preferred but not a requirement.
• 3 years of line management experience.
• A tech leaning mindset.

Responsibilities

• Oversee compliance processes and enhance them.
• Manage compliance analysts including hiring and training.
• Collaborate with business groups to develop compliance initiatives.

Skills

Effective written and verbal communication

Critical thinking

Project / Program Management

Portfolio Management

Financial Analysis

Tools

Bloomberg

Excel

Charles River

MS365

Power BI

Job description

Overview

Manager Portfolio Compliance

Connor Clark & Lunn Financial Group

Toronto ON

As the Manager of our Portfolio Compliance Team you will play a vital role in overseeing and enhancing our compliance processes ensuring adherence to regulations and managing a team of compliance analysts. This position offers an exciting opportunity to shape and drive compliance strategy while working closely with key stakeholders across the organization to mitigate risks and promote operational excellence.

What You Will Do

• Oversight of the day-to-day functions of the team including compliance test setup, compliance monitoring, and compliance reporting. Compliance rules are developed in Charles River and are derived from client mandates, global regulations, firm-wide guidelines and industry best practices
• Managing and providing guidance, instruction, and direction to compliance analysts on the team including hiring, training, performance reviews and goal setting
• Implementing, maintaining and continuously improving portfolio compliance-related procedures and controls
• Collaborating with various business groups within the company (portfolio management, operations, legal) and working with them to develop new compliance initiatives
• Promote a risk-intelligent mindset within the Portfolio Compliance team and throughout the company
• Support the management team on strategic initiatives and development of the company and team
• Taking a lead role in projects that vary in scope and size

What You Bring

• Effective written and verbal communication
• Ability to think critically, analyze situations and develop solutions focused on efficiency and improving existing processes
• CFA is preferred but not a requirement
• 3 years of line management experience
• A tech leaning mindset with experience of using systems such as Bloomberg, Excel, Charles River, MS365 and Power BI

About Connor Clark & Lunn Financial Group

At Connor Clark & Lunn Financial Group we understand the value of opportunity for our clients and our team. Independent and employee-owned we partner with investment professionals to grow successful asset management businesses giving them the space to innovate and truly make an impact.

With more than 40 years of history and offices across Canada and in the US, the UK and India CC&L Financial Group and our multi-boutique family of affiliate firms collectively manage over $155 billion in assets providing a diverse range of traditional and alternative investment products and solutions to institutional, high-net-worth and retail clients.

For a closer look at how you can build your career with us we invite you to explore.

Required Experience

Manager

Key Skills

• Project / Program Management
• Project Portfolio Management
• Portfolio Management
• Credit Analysis
• Banking
• Pricing
• Analysis Skills
• Project Management
• Financial Analysis
• Budgeting
• Property Management
• Contracts

Employment Details

Employment Type : Full Time

Experience : years

Vacancy : 1