financial analyst

TD Bank; Ottawa; On-site; CAD 80,000 - 100,000; Full time

Job summary

A leading financial institution in Ottawa, Ontario is seeking a Senior Financial Crime Risk Analyst to ensure compliance and quality in FINTRAC reporting. The role involves validating and reviewing case files, providing feedback, and enhancing efficiency. Ideal candidates should have 5+ years in AML and excellent communication skills. The position offers a salary range of $26.73 to $67.00 per hour, and is a permanent full-time opportunity.

Qualifications

• Minimum 5 years' experience in AML and/or Financial Crime.
• Thorough understanding of STR filing requirements.
• Demonstrated ability to interact across multiple disciplines.

Responsibilities

• Validate RGS and ensure STRs are filed promptly.
• Review case files to ensure reportable transactions are filed.
• Identify root causes of quality issues.

Skills

Experience in AML and/or Financial Crime

Understanding of STR filing requirements

Quality Control or Assurance experience

Ability to provide coherent feedback

Excellent communication skills

Job description

Job title

Senior Financial Crime Risk Analyst - STR Management

Job details

Work Location: Toronto, Ontario, Canada

Hours: 37.5

Line of Business: Financial Crime Risk Management

Pay Details: $76,800 - $115,200 CAD

Employer: TD Bank

Notes: TD is committed to providing fair and equitable compensation opportunities. Base pay may vary based on candidate skills and experience, location, and other needs. Candidates are encouraged to discuss compensation with the recruiter.

Job Description

Job Profile Summary: STR Quality Control reviews work from multiple teams across the FIU to ensure consistency and high standards in FINTRAC reporting. The Senior QC Analyst validates that Reasonable Ground to Suspect (RGS) ML and/or TF has been established and that all procedural and regulatory requirements are followed. The narrative portion of the filing should be clear and concise so a third-party reviewer can reach the same conclusion based on the facts presented. Any case below quality thresholds will be returned for re-work. This is a new role within the FIU; the successful applicant will help develop the STR QC program by providing metrics and feedback for FIU senior management and the executive. The Senior QC Analyst reports to the Group Manager, STR Quality Control.

Key Responsibilities

• Validate RGS and ensure STRs are filed as soon as practicable.
• Incorporate procedures, job aids, and regulatory findings into a holistic case review.
• Review case files and transactional data to ensure all reportable transactions are submitted.
• Identify root causes of quality issues (human error, procedural gaps, or training needs).
• Provide and deliver value-added feedback to investigative teams.
• Contribute to the establishment of metrics and feedback loops; drive system development projects and efficiency enhancements.

Qualifications and Experience

• Minimum 5 years' experience in AML and/or Financial Crime at a financial institution.
• Thorough understanding of STR filing requirements / RGS thresholds.
• Experience in Quality Control, Quality Assurance, or as a 2nd level reviewer in an FIU is an asset.
• Demonstrated ability to interact across multiple and diverse disciplines.
• Ability to provide concise and coherent feedback; excellent communication skills at all levels of the organization.

Who We Are

TD is one of the world\'s leading global financial institutions and the fifth largest bank in North America by branches/stores. We deliver customer experiences to millions of households and businesses globally. TD is committed to leadership in customer experience and to supporting colleagues through development opportunities.

Location: Ottawa, ON

Work location: On site

Salary: $26.73 to $67.00 per hour

Terms of employment: Permanent, Full time

Starts as soon as possible; 1 vacancy

Source: CareerBeacon

Advertised until

2025-11-28

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