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Senior Compliance & Risk Leader ADGM/FSRA

Compliance Recruitment Solutions (Dublin, Geneva, London & Madrid)

Abu Dhabi

On-site

AED 120,000 - 200,000

Full time

2 days ago
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Job summary

A leading Broker Dealer in Abu Dhabi is seeking a Head of Compliance & Risk to oversee compliance under ADGM/FSRA rules. The ideal candidate will have over 10 years of Financial Services Compliance experience, hold SMF 16 in the UK, and possess strong knowledge of Equities, Fixed Income, FX, and Funds. This position offers an attractive tax-free salary starting from £200K, along with a discretionary bonus and relocation package.

Benefits

Tax-free salary
Discretionary bonus
Relocation package

Qualifications

  • Over 10 years of Financial Services Compliance experience.
  • Certification SMF 16 in the UK.
  • Strong knowledge of Equities, Fixed Income, FX, and Funds.

Responsibilities

  • Oversee compliance and risk under ADGM / FSRA rules.

Skills

Financial Services Compliance
Knowledge of Equities
Knowledge of Fixed Income
Knowledge of FX
Knowledge of Funds

Education

SMF 16 in the UK
Job description
Overview

A leading Broker Dealer in Abu Dhabi is seeking a Head of Compliance & Risk to oversee compliance and risk under ADGM / FSRA rules. The candidate must have over 10 years of Financial Services Compliance experience and hold SMF 16 in the UK. Strong knowledge of Equities, Fixed Income, FX, and Funds is essential. This position offers an attractive tax-free salary starting from £200K, plus a discretionary bonus and relocation package.

Responsibilities
  • Oversee compliance and risk under ADGM / FSRA rules.
Qualifications
  • Over 10 years of Financial Services Compliance experience.
  • SMF 16 in the UK.
  • Strong knowledge of Equities, Fixed Income, FX, and Funds.
Benefits
  • Tax-free salary starting from £200K.
  • Discretionary bonus.
  • Relocation package.
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