Senior Compliance Leader - Financial Services

Black Pearl Consult; Abu Dhabi; On-site; AED 250,000 - 350,000; Full time

Job summary

A reputable investment firm in Abu Dhabi is seeking a Senior Compliance Officer to lead and enhance its compliance framework. The ideal candidate will have over 8 years of compliance experience in financial institutions, demonstrating strong analytical and communication skills. This role requires in-depth knowledge of risks associated with investment products and regulatory standards, ensuring adherence to compliance protocols. Join a supportive team environment focused on fostering a robust culture of compliance.

Qualifications

• A minimum of 8 years of compliance/legal experience in financial institutions.
• In-depth understanding of risks in financial institutions.
• Sound knowledge of investment products and regulatory filing requirements.

Responsibilities

• Lead and enhance compliance framework.
• Conduct due diligence and investment reviews.
• Implement actions arising from various committees.

Skills

Compliance monitoring

Regulatory knowledge

Analytical skills

Communication skills

Problem-solving skills

Education

Relevant legal or compliance certifications

Strong academic background

Job description

A reputable investment firm in Abu Dhabi is seeking a Senior Compliance Officer to lead and enhance its compliance framework. The ideal candidate will have over 8 years of compliance experience in financial institutions, demonstrating strong analytical and communication skills. This role requires in-depth knowledge of risks associated with investment products and regulatory standards, ensuring adherence to compliance protocols. Join a supportive team environment focused on fostering a robust culture of compliance.