Officer Compliance

Commercial Bank International; Sharjah; On-site; AED 120,000 - 200,000; Full time

Job summary

A financial institution in the UAE is seeking an Officer - Compliance to ensure adherence to regulatory requirements and internal policies. The position involves monitoring compliance across business units, supporting the review of compliance frameworks, and assisting in identifying compliance risks. Ideal candidates will possess a Bachelor’s degree in a relevant field and demonstrate strong analytical, organizational, and communication skills. This is an opportunity to contribute to a robust compliance culture within the banking sector.

Qualifications

• Basic understanding of banking regulations, compliance principles, and risk management concepts.
• Familiarity with regulatory requirements such as AML/CFT, KYC, and consumer protection standards.
• Ability to handle sensitive information with confidentiality and integrity.

Responsibilities

• Assist in monitoring the bank’s compliance with applicable laws and regulations.
• Support the review and implementation of compliance frameworks.
• Conduct compliance checks and reviews across business units.
• Identify compliance risks and escalate issues to senior team members.
• Support regulatory reporting and ensure timely submissions.
• Maintain accurate compliance records and documentation.
• Assist with compliance training and awareness programs.
• Support internal audits and regulatory examinations.
• Collaborate with business units for compliance guidance.
• Stay updated on regulatory developments affecting the banking sector.

Skills

Attention to detail

Analytical skills

Written communication

Verbal communication

Organizational skills

Education

Bachelor’s degree in Law, Finance, Accounting, Business Administration, Economics

Job description

Job Purpose:

The Officer - Compliance will support the Compliance function in ensuring the bank’s operations adhere to regulatory requirements, internal policies, and industry best practices. The role contributes to maintaining a strong compliance culture and mitigating regulatory and operational risks across the organization.

Key Responsibilities:

• Assist in monitoring the bank’s compliance with applicable laws, regulations, and internal policies.
• Support the review and implementation of compliance frameworks, policies, and procedures.
• Conduct basic compliance checks, reviews, and monitoring activities across business units.
• Assist in identifying compliance risks and escalating potential issues to senior team members.
• Support regulatory reporting and ensure timely submission of required compliance reports.
• Maintain accurate compliance records, documentation, and audit trails.
• Assist with compliance training initiatives and awareness programs for staff.
• Support internal and external audits, regulatory examinations, and inquiries.
• Collaborate with business units to provide compliance guidance on products, processes, and initiatives.
• Stay updated on regulatory developments and emerging compliance requirements affecting the banking sector.

Qualifications:

• Bachelor’s degree in Law, Finance, Accounting, Business Administration, Economics, or any related discipline.

Other Skills:

• Basic understanding of banking regulations, compliance principles, and risk management concepts.
• Familiarity with regulatory requirements such as AML/CFT, KYC, and consumer protection standards.
• Strong attention to detail and analytical skills.
• Good written and verbal communication skills.
• Ability to handle sensitive information with confidentiality and integrity.
• Strong organizational and documentation skills.