Assistant Manager, Regulatory Compliance

Aventus Global Talent; Sharjah; On-site; AED 120,000 - 200,000; Full time

Job summary

A reputable bank in the UAE is seeking an Assistant Manager, Regulatory Compliance on a 6-month contract. This role involves leading regulatory compliance assessments, managing regulatory notices, and maintaining relationships with the CBUAE. The ideal candidate should have a Bachelor's degree, 8 years of experience in financial institutions, and strong knowledge of CBUAE regulations. Proactive and detail-oriented individuals will thrive in this position, working independently or in a team environment.

Qualifications

• Minimum 8 years’ experience in banking/financial institutions.
• 5 years’ experience in regulatory compliance.
• Strong knowledge of CBUAE regulations and AML/CTF frameworks.

Responsibilities

• Lead regulatory compliance assessments through the RMS covering key CBUAE regulations.
• Manage regulatory notices and follow up with stakeholders.
• Prepare compliance reports and submissions for senior management.

Skills

Regulatory compliance assessments

Communication skills

Analytical skills

Organizational skills

Education

Bachelor’s degree

Compliance certifications (such as ACAMS)

Job description

Job Title: Assistant Manager, Regulatory Compliance (6 Month Contract)

About the Role

We are seeking an Assistant Manager, Regulatory Compliance on a 6 month contract to join a reputable bank in the UAE. The role supports the Head of Regulatory Compliance in conducting regulatory assurance exercises, managing regulatory correspondence, and liaising with the CBUAE and other authorities.

Key Responsibilities

• Lead regulatory compliance assessments through the RMS covering key CBUAE regulations
• Manage regulatory notices, analyze impact, and follow up with stakeholders
• Support regulatory examinations and maintain relationships with the CBUAE
• Maintain regulatory libraries, breach registers, and compliance trackers
• Prepare compliance reports and submissions for senior management and committees
• Assist with FATCA/CRS obligations, reporting, and internal advisory

Key Requirements

• Bachelor’s degree; compliance certifications such as ACAMS preferred
• Minimum 8 years’ experience in banking/financial institutions, with 5 years in regulatory compliance
• Experience in Audit or Legal departments is an advantage
• Strong knowledge of CBUAE regulations and AML/CTF frameworks
• Excellent communication, analytical, and organizational skills
• Proactive, detail-oriented, and able to work independently or in a team