Assistant Manager, Regulatory Compliance

Aventus; Sharjah; On-site; AED 120,000 - 200,000; Full time

Job summary

A reputable bank in the UAE is seeking an experienced Assistant Manager for Regulatory Compliance on a 6-month contract. The ideal candidate should hold a Bachelor's degree and compliance certifications such as ACAMS, with at least 8 years in banking and 5 years specifically in regulatory compliance. Key responsibilities include leading regulatory assessments, managing compliance correspondence, and supporting examinations with the CBUAE. This is a great opportunity to work in a dynamic environment while ensuring adherence to regulatory requirements.

Qualifications

• Minimum 8 years’ experience in banking/financial institutions.
• 5 years in regulatory compliance required.
• Experience in Audit or Legal departments is an advantage.

Responsibilities

• Lead regulatory compliance assessments covering CBUAE regulations.
• Manage regulatory notices and stakeholder follow-ups.
• Support regulatory examinations with CBUAE.

Skills

Excellent communication

Analytical skills

Organizational skills

Knowledge of CBUAE regulations

Proactive and detail-oriented

Education

Bachelor’s degree

Compliance certifications (ACAMS preferred)

Job description

Assistant Manager, Regulatory Compliance (6 Month Contract)

We are seeking an Assistant Manager, Regulatory Compliance on a 6 month contract to join a reputable bank in the UAE. The role supports the Head of Regulatory Compliance in conducting regulatory assurance exercises, managing regulatory correspondence, and liaising with the CBUAE and other authorities.

Key Responsibilities

• Lead regulatory compliance assessments through the RMS covering key CBUAE regulations
• Manage regulatory notices, analyze impact, and follow up with stakeholders
• Support regulatory examinations and maintain relationships with the CBUAE
• Maintain regulatory libraries, breach registers, and compliance trackers
• Prepare compliance reports and submissions for senior management and committees
• Assist with FATCA/CRS obligations, reporting, and internal advisory

Key Requirements

• Bachelor’s degree; compliance certifications such as ACAMS preferred
• Minimum 8 years’ experience in banking/financial institutions, with 5 years in regulatory compliance
• Experience in Audit or Legal departments is an advantage
• Strong knowledge of CBUAE regulations and AML/CTF frameworks
• Excellent communication, analytical, and organizational skills
• Proactive, detail-oriented, and able to work independently or in a team