Regulatory Compliance Specialist / AVP – Banking

BEATHCHAPMAN (PTE. LTD.); Singapore; On-site; SGD 80,000 - 110,000; Full time

Job summary

A prominent advisory firm in Singapore is seeking a Regulatory Compliance professional to ensure adherence to regulatory and ethical standards in their operations. The ideal candidate will have a Bachelor’s degree and 5 to 10 years of experience in regulatory compliance. Key responsibilities include providing regulatory advice, developing compliance frameworks, and managing compliance risks. This role offers a chance to significantly influence governance and client protection efforts.

Qualifications

• 5 to 10 years of experience in Regulatory Compliance.
• Strong technical knowledge in SFA, FAA, MAS regulations.
• Ability to challenge and advise senior stakeholders.

Responsibilities

• Provide regulatory advice and interpretation across the business.
• Develop, implement, and maintain compliance monitoring frameworks.
• Support product design to ensure regulatory compliance.
• Manage all Regulatory Compliance and Conduct Risk issues.
• Liaise with internal stakeholders to embed a strong culture of compliance.

Skills

Regulatory Compliance

Communication skills

Interpersonal skills

Analytical mindset

Education

Bachelor’s degree in Law, Finance, Business, or a related field

Job description

The Role

We are seeking a Regulatory Compliance candidate to join our team in Singapore — an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented professional with a passion for governance, regulation, and client protection.

Responsibilities

• Provide regulatory advice and interpretation across the business and ensure that policies are in line with SFA and FAA
• Develop, implement, and maintain compliance monitoring frameworks and thematic reviews.
• Support product design, approval, and review processes to ensure regulatory compliance and good customer outcomes.
• Manage all Regulatory Compliance and issues pertaining to Conduct Risk, and ensure they are in line with requirements
• Liaise with internal stakeholders, including Legal, Risk, and Distribution teams, to embed a strong culture of compliance.

Requirements

• Bachelor’s degree in Law, Finance, Business, or a related field.
• 5 to 10 years of experience in Regulatory Compliance
• Strong technical knowledge in SFA, FAA, MAS regulations etc
• Excellent communication and interpersonal skills, with the confidence to challenge and advise senior stakeholders.
• High attention to detail and a proactive, analytical mindset.

Take charge of this opportunity to welcome a new career challenge in 2025

BeathChapman Pte Ltd