Regulatory Compliance Specialist / AVP – Banking

Ethos BeathChapman; Singapore; On-site; SGD 125,000; Full time

Job summary

A leading recruitment consultancy is seeking a Regulatory Compliance candidate to join their team in Singapore. This role involves ensuring that advisory and investment activities align with high regulatory and ethical standards. Candidates should have a bachelor’s degree in Law, Finance, or a related field, along with 5 to 10 years of Regulatory Compliance experience. Excellent communication skills and strong knowledge of relevant regulations are essential for success in this position.

Qualifications

• 5 to 10 years of experience in Regulatory Compliance.
• Strong technical knowledge in SFA, FAA, MAS regulations.
• High attention to detail and a proactive, analytical mindset.

Responsibilities

• Provide regulatory advice and interpretation across the business.
• Develop, implement, and maintain compliance monitoring frameworks.
• Support product design and approval processes for regulatory compliance.
• Manage all Regulatory Compliance issues and conduct risk.
• Liaise with internal stakeholders to embed a culture of compliance.

Skills

Regulatory Compliance expertise

Excellent communication skills

Analytical mindset

Education

Bachelor’s degree in Law, Finance, Business or related field

Job description

Job Details

Location: Singapore
Salary: SGD125,000 per annum
Job Type: Ref BH-24277-2

We are seeking a Regulatory Compliance candidate to join our team in Singapore — an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail‑oriented professional with a passion for governance, regulation, and client protection.

Responsibilities

• Provide regulatory advice and interpretation across the business and ensure that policies are in line with SFA and FAA
• Develop, implement, and maintain compliance monitoring frameworks and thematic reviews.
• Support product design, approval, and review processes to ensure regulatory compliance and good customer outcomes.
• Manage all Regulatory Compliance and issues pertaining to Conduct Risk, and ensure they are in line with requirements
• Liaise with internal stakeholders, including Legal, Risk, and Distribution teams, to embed a strong culture of compliance.

Requirements

• Bachelor’s degree in Law, Finance, Business, or a related field.
• 5 to 10 years of experience in Regulatory Compliance
• Strong technical knowledge in SFA, FAA, MAS regulations etc.
• Excellent communication and interpersonal skills, with the confidence to challenge and advise senior stakeholders.
• High attention to detail and a proactive, analytical mindset.

Take charge of this opportunity to welcome a new career challenge in 2025