Head of Compliance

Tek Systems; Singapore; On-site; SGD 120,000 - 160,000; Full time

Job summary

A leading investment organization in Singapore is seeking an experienced Head of Compliance to lead its compliance function and ensure robust governance across operations. The ideal candidate will have 8–10 years of experience in internal audit within multinational asset management and possess strong expertise in fund management processes. This role offers an opportunity to shape compliance strategy in a collaborative and growth-oriented environment with competitive compensation.

Benefits

Competitive compensation and benefits

Collaborative work environment

Qualifications

• Experience in internal audit or second-line assurance in investment companies.
• Strong understanding of fund management processes.
• Ability to simplify complex concepts for diverse audiences.

Responsibilities

• Lead second-line assurance reviews to ensure quality and timely delivery.
• Drive data analytics initiatives for assurance activities.
• Monitor emerging risk trends and enhance compliance recommendations.

Skills

Internal audit

Risk management

Analytical thinking

Leadership

Communication

Education

8–10 years of experience in asset management

Job description

• Lead and conduct second-line assurance reviews
• Provide technical and managerial leadership in reviewing asset
• Drive data analytics initiatives and implement automated testing for

About the Role:

We are seeking an experienced and dynamic Head of Compliance to lead our client’s compliance function and ensure robust governance across our operations. This role is pivotal in safeguarding the integrity of processes and aligning with regulatory standards while driving innovation and best practices.

Key Responsibilities:

• Lead and conduct second-line assurance reviews and ad hoc assignments, ensuring quality and timely delivery.
• Provide technical and managerial leadership in reviewing asset and investment management processes.
• Drive data analytics initiatives and implement automated testing for assurance activities.
• Engage regularly with business partners to stay informed on key changes and new initiatives.
• Monitor emerging risk trends and industry best practices to enhance compliance recommendations.

Qualifications & Experience:

• 8–10 years of internal audit or second-line assurance experience within a multinational asset management, unit trust, mutual fund, or investment company.
• Strong technical expertise in fund management processes, including investment & dealing, trade compliance, sales & marketing, and financial crime (AML, ABC, fraud), as well as sanctions.
• Deep understanding of risk management, internal controls, compliance, and auditing standards.
• Exceptional communication skills with the ability to simplify complex concepts for diverse audiences.
• Analytical, detail-oriented, and strategic thinker with proven leadership capabilities.
• Collaborative team player with a proactive and innovative mindset.
• Regional office experience is highly advantageous.

Why Join Us?

• Opportunity to shape compliance strategy in a leading investment organization.
• Collaborative and growth-oriented work environment.
• Competitive compensation and benefits package.

Apply Now:

If you are passionate about compliance and risk management and thrive in a dynamic environment, we’d love to hear from you.

We regret to inform that only shortlisted candidates will be notified.

EA Reg No: R25145980, Bibi Fatima

Allegis Group Singapore Pte Ltd, Company Reg No. 200909448N, EA License No. 10C4544