Compliance Manager

MITRADE GROUP PTE. LTD.; Singapore; On-site; SGD 60,000 - 80,000; Full time

Job summary

A global financial services firm based in Singapore is seeking an experienced Compliance Manager to oversee KYC and AML operations. The ideal candidate will have a minimum of 5 years' experience in regulatory compliance, strong knowledge of AML/KYC procedures, and the ability to manage client onboarding processes. This role offers a competitive compensation package and opportunities for career growth within the organization. Bilingual skills in Chinese and English are essential for this role.

Benefits

Competitive compensation package

Career growth opportunities

Flat organizational structure supporting collaboration

Qualifications

• Minimum 5 years of compliance experience in financial services, especially AML/KYC.
• Strong knowledge of global regulations and compliance frameworks.
• Experience in process optimization and system enhancement projects.

Responsibilities

• Serve as the KYC/AML subject matter expert and provide strategic guidance.
• Manage the AML and KYC programs, including client onboarding lifecycle.
• Oversee KYC and AML sanction screening operations across jurisdictions.
• Lead system enhancement initiatives with IT teams.
• Develop regulatory compliance policies and training programs.

Skills

AML/KYC procedures

Regulatory compliance knowledge

Analytical skills

Problem-solving skills

Bilingual in Chinese and English

Education

Professional certifications from ACAMS or ICA

Job description

Company Overview

Mitrade is an award-winning global Contract for Difference (CFD) and forex broker, regulated by authorities in Australia (ASIC), Cyprus (CySec), the Cayman Islands (CIMA), Mauritius (FSC) and South Africa (FSCA). We were founded in Melbourne, Australia and have offices worldwide.
Leveraging our proprietary in-house state-of-the-art technology, Mitrade has developed a one-stop digital trading platform tailored for investors. We offer market data, news and analysis, as well as trading and risk management services within a comprehensive user-centric FinTech ecosystem.
Serving over six million users worldwide, Mitrade offers unmatched accessibility across mobile (iOS and Android), desktop, and web platforms.

Role Summary

We are seeking an experienced Compliance Manager to provide strategic oversight and technical support to our group Compliance team. This role combines deep domain knowledge with business acumen from Group Compliance to provide support and guidance to respective licensed entities, optimize KYC/AML processes, and drive continuous improvement in our Group Compliance operations.
If you're a strategic thinker with strong knowledge in regulatory compliance framework and AML/CFT regulations who can balance the regulatory requirements with business objectives, we invite you to join us in shaping the future of digital finance!
This Singapore-based role reports to the Compliance Director and works closely with the Group Compliance in our offices to drive excellence in our global Compliance and KYC/AML operations.

What are your key day-to-day responsibilities

• Serve as the subject matter expert for all KYC/AML matters, providing strategic guidance, escalation support and guidance for complex cases.
• Support the development, implementation, and management of the company's AML and KYC programs. This includes managing the end-to-end client onboarding lifecycle, handling of new name screening escalations, acting as advisory for matters on customer due diligence (CDD) and enhanced due diligence (EDD) processes and raising of internal SAR/STR where appropriate.
• Help to oversee and optimize KYC and AML sanction screening operations through any possible resources and support, ensuring efficient processes across all licensed jurisdictions.
• Lead system enhancement initiatives, collaborating with IT teams and solution providers to optimize CDD on-boarding platforms, workflows and other compliance framework.
• Refine and improve KYC and CDD on-boarding processes through collaboration with stakeholders to improve conversions.
• Partner with business teams to develop practical solutions that enhance growth while ensuring compliance in regulations in respective licensed jurisdictions.
• Support and advise the business on various regulatory compliance matters pertaining to regulatory requirements from the respective licensed entity. Participation in regulatory audit is required.
• Develop and maintain comprehensive regulatory compliance policies, procedures, and verification methods, incorporating jurisdiction-specific requirements and industry best practices.
• Design and deliver training programs to enhance team capabilities and ensure consistent standards across global operations.
• Support the Compliance Director in ad-hoc matters in the Group.

What We Require from You

• Minimum 5 years of anti-money laundering/regulatory compliance experience in financial services, with in-depth knowledge of AML/KYC procedures, regulatory requirements, and global best practices.
• Strong understanding of global regulations and compliance frameworks in licensed jurisdictions and emerging trends in digital finance.
• Experience in leading, managing or working with overseas teams.
• Experience in financial services industry, particularly in CFD/forex trading (preferred).
• Proven track record in process optimization and system enhancement projects.
• Excellent analytical and problem-solving skills, highly attentive to details.
• Strong business acumen and ability to balance risk and business objectives.
• Excellent command of both Chinese and English in written and spoken to converse with stakeholders who communicate only in Chinese or English.
• Having professional certifications from ACAMS, ICA would be an added advantage.

What You Can Look Forward To

• Competitive compensation package.
• Career growth and personal development within a growing global organization.
• A flat organizational structure that values collaboration and transparency.