COMPLIANCE CLERK

GOLDEN HORSE PRIZE ENTERPRISE PTE. LTD.; Singapore; On-site; SGD 50,000 - 70,000; Full time

Job summary

A compliance consulting firm in Singapore is seeking a compliance officer to ensure adherence to local laws and industry regulations. Responsibilities include monitoring compliance activities, maintaining records, supporting audits, and developing training programs for employees. The ideal candidate should have a diploma or degree in finance and possess strong communication skills. This role plays a vital part in fostering a culture of compliance within the organization.

Qualifications

• Strong understanding of compliance and regulatory frameworks.
• Ability to prepare detailed reports and documentation.
• Excellent communication and training skills.

Responsibilities

• Assist in monitoring and reviewing company policies for regulatory compliance.
• Maintain accurate records and prepare compliance reports.
• Stay updated on changes in regulations and communicate updates.

Education

Diploma or degree in finance

Job description

Job Description:

1. Review and Monitor Compliance: Assist in monitoring and reviewing company policies and procedures to ensure compliance with local laws and regulations.
2. Documentation and Reporting: Maintain accurate records of compliance activities, including audits, risk assessments, and regulatory filings; prepare reports for management.
3. Regulatory Research: Stay updated on changes in regulations and compliance requirements relevant to the industry, and disseminate this information to relevant stakeholders.
4. Support Audits: Assist in internal and external audits, providing necessary documentation and information as requested.
5. Training and Awareness: Help develop and deliver compliance training programs for employees to ensure understanding of compliance obligations.
6. Liaison: Serve as a point of contact for regulatory bodies, responding to inquiries and requests in a timely manner.
7. Issue Resolution: Assist in identifying compliance issues and support the development of corrective actions to resolve them.

Requirements:

1. Education: A diploma or degree in finance,