Analyst in Legal & Compliance

SOUTHERN RIDGES CAPITAL PTE. LTD.; Singapore; On-site; SGD 70,000 - 90,000; Full time

Job summary

An investment firm in Singapore is seeking a Compliance Officer to oversee and enforce compliance regulations across multiple jurisdictions. The successful candidate will manage the Compliance Manual, coordinate with various internal teams, and serve as the main contact for regulators. A degree in Law or a related field is required, along with prior experience in a compliance role. The firm promotes a collaborative culture and values integrity and personal development.

Benefits

Autonomy to lead

Professional development opportunities

Collaborative work culture

Qualifications

• Prior experience in a compliance function at a hedge fund or similar institution.
• Strong understanding of compliance framework for hedge funds in Singapore, Cayman, and US.
• Experience communicating with regulators is preferred.

Responsibilities

• Serve as the designated compliance officer for the firm and ensure adherence to regulations.
• Own and oversee the Compliance Manual and Code of Ethics.
• Conduct periodic compliance reviews and gap analyses.

Skills

Compliance framework knowledge

Strong communication skills

Interpersonal skills

Self-motivation

Team collaboration

Education

Degree in Law or related discipline

Tools

Sharepoint

Database document management systems

Job description

Southern Ridges Capital

Southern Ridges Capital is an investment firm managing fixed income, currency assets, and derivatives by employing discretionary macro and relative value investment strategies.

We believe in cultivating a strong, collaborative culture where people are empowered to learn, grow, and do their best work.

What You’ll Do

Your key responsibilities will include:

• Serve as the designated compliance officer for the firm and the funds covering Singapore, US and Cayman regulations
• Ensure adherence to both group compliance procedures and compliance regulations (whichever sets a higher standard) for employees interfacing with clients in Singapore
• Own, oversee and enforce the Compliance Manual and the Code of Ethics across the NY and Singapore offices
• Ensure timely compliance with regulations and reporting requirements
• Co‑ordinate with various functions of the firm like Operations, Product Control, HR to perform vendor due diligence – both for initial and on‑going reviews
• Serve as the primary contact person with local regulators
• Compile and distribute the monthly compliance report to the Board of Directors
• Conduct periodic reviews of existing client portfolios and report their status to the Board of Directors
• Assist in preparing and reviewing annual mandatory returns/reports for submission to local authorities
• Conduct gap analyses between regulatory requirements and current processes as needed
• Take the lead on ad‑hoc compliance projects as necessary
• Develop, review, update, implement, and conduct training programs on on‑boarding of Portfolio Managers and anti-money laundering and specific compliance measures
• Provide daily support and guidance on compliance matters, particularly regarding KYC documents, to the administration team
• Review client onboarding documents to ensure compliance with ACRA regulations and internal policies
• Follow up on any outstanding or missing KYC/compliance documents and information
• Conduct periodic compliance reviews, monitoring for changes, and updating client files accordingly
• Perform due diligence searches and client screening, resolving any matches found
• Ensure proper filing and storage of all compliance documentation, whether physical or digital
• Review of counterparty legal agreements & fund legal documents

What You’ll Gain

• Strategic Impact: You will play a pivotal role in shaping and strengthening the firm’s compliance framework
• Leadership & Autonomy: You will own critical processes, lead regulatory engagements, and influence firm‑wide compliance culture, while enjoying the autonomy to drive improvements.
• Cross‑Functional Collaboration: Gain insight into all aspects of the business by working closely with the Business Management team.
• Growth & Learning: Be part of a performance‑driven environment that values continuous learning, supports professional development, and encourages taking initiative.

What We’re Looking For

• Degree with major in Law or a related discipline with basic understanding of financial products
• Prior experience in a Compliance function in a hedge fund or similar financial institution
• Strong understanding of compliance framework for hedge funds in Singapore, Cayman and US
• Collaborate effectively with other team members to uphold a high standard of compliance across all business functions
• Possess strong communication, interpersonal, and influencing skills to motivate others
• Demonstrate self‑motivation and the ability to multitask in a fast‑paced environment
• Be a fast learner capable of independent action when necessary
• Work well within a team environment
• Familiarity with Sharepoint and database document management systems is advantageous
• Exhibit awareness of commercial sensitivity and the need for confidentiality
• Previous experience communicating with regulators is preferred

Why Join Us

At Southern Ridges Capital, you’ll be part of a collaborative and high-performing team that values integrity, accountability, and long‑term thinking. We offer a dynamic work environment where you’ll have the autonomy to lead, the opportunity to grow, and the support of a firm that prioritizes both professional excellence and personal development.