VP, Compliance Control Room — Market Integrity Leader

Goldman Sachs Group, Inc.; Birmingham; On-site; GBP 100,000 - 125,000; Full time

Job summary

A leading financial services firm is seeking a Vice President in Compliance for their Birmingham office. The role involves ensuring adherence to regulatory standards and managing confidential information flow within the firm's divisions. Candidates must have 8+ years of compliance experience, particularly in control room settings, along with strong knowledge of investment banking and securities regulations. The firm offers a comprehensive benefits package, including vacation policies and health benefits.

Benefits

Competitive vacation policies

Health and fitness benefits

Child-care centers

Qualifications

• 8+ years of compliance experience with control room and/or private side compliance.
• Strong understanding of the current regulatory environment and financial markets.
• Excellent verbal and written communication skills.

Responsibilities

• Maintain the Firm's Confidential Lists.
• Ensure compliance with legal and regulatory obligations.
• Manage and facilitate approval for firm and client transactions.

Skills

Compliance experience in financial services

Understanding of Investment Banking & Securities

Strong communication skills

Ability to work in a fast-paced environment

Education

College or university graduate

Tools

Microsoft Office

Automation and analytics tools (Alteryx, Tableau)

Job description

A leading financial services firm is seeking a Vice President in Compliance for their Birmingham office. The role involves ensuring adherence to regulatory standards and managing confidential information flow within the firm's divisions. Candidates must have 8+ years of compliance experience, particularly in control room settings, along with strong knowledge of investment banking and securities regulations. The firm offers a comprehensive benefits package, including vacation policies and health benefits.