Senior Surveillance & Regulatory Compliance Lead

HSBC; Greater London; On-site; GBP 50,000 - 80,000; Full time

Job summary

A leading global financial services organization is seeking a professional for a role in regulatory compliance, specifically in Surveillance. The position involves ensuring adherence to market regulations, providing mentorship, and managing key stakeholder relationships in London. Ideal candidates will have solid experience in Financial Crime and strong analytical skills. The company values diversity and inclusivity in the workplace.

Qualifications

• Strong understanding of MAR, MIFID, the FCA Handbook and related regulations.
• Experience in compliance roles with a focus on Surveillance or Financial Crime.
• Excellent stakeholder management and communication skills.

Responsibilities

• Ensure surveillance alert escalations are processed per regulatory requirements.
• Provide input for new surveillance controls and technologies.
• Manage regulatory filings from preparation to submission.

Skills

Strong understanding of market abuse and relevant industry regulations

Experience in a Surveillance, Financial Crime, or similar Compliance role

Strong stakeholder management

Ability to analyse and present complex information

Ability to think strategically and demonstrate resilience

Job description

A leading global financial services organization is seeking a professional for a role in regulatory compliance, specifically in Surveillance. The position involves ensuring adherence to market regulations, providing mentorship, and managing key stakeholder relationships in London. Ideal candidates will have solid experience in Financial Crime and strong analytical skills. The company values diversity and inclusivity in the workplace.