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Senior Compliance Officer - FCA & Financial Promotions

Future

Cardiff

Hybrid

GBP 35,000 - 50,000

Full time

Today
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Job summary

A leading digital publisher in Cardiff is seeking a Compliance Officer who will translate regulatory updates into actionable strategies. This hybrid role focuses on developing compliance policies, approving consumer-facing content, and training staff. Ideal candidates will have a strong understanding of FCA rules, along with extensive compliance experience in financial promotions. The expected salary is between £35,000 - £50,000, with benefits including uncapped leave and profit-sharing bonuses.

Benefits

Uncapped leave
Profit-sharing bonus
Employee share purchase opportunity
Well-being support

Qualifications

  • Strong understanding of Consumer Duty, ICOBS, PROD, DPA, financial crime, and DISP.
  • Practical application of rules and regulations within a financial services organisation.

Responsibilities

  • Approve consumer-facing content for compliance with FCA rules.
  • Develop and manage compliance policies and processes.
  • Design and deliver compliance training.
  • Conduct due diligence on third-party partners.
  • Monitor for regulatory compliance updates.

Skills

FCA Handbooks understanding
Financial Promotions compliance
Regulatory interpretation
Mentoring and training

Education

Recognised industry compliance qualification
Job description
A leading digital publisher in Cardiff is seeking a Compliance Officer who will translate regulatory updates into actionable strategies. This hybrid role focuses on developing compliance policies, approving consumer-facing content, and training staff. Ideal candidates will have a strong understanding of FCA rules, along with extensive compliance experience in financial promotions. The expected salary is between £35,000 - £50,000, with benefits including uncapped leave and profit-sharing bonuses.
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