Senior Compliance Manager - Retail Investment Products

Compliance Professionals; Greater London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A leading compliance firm in Greater London is seeking a senior compliance professional with over 7 years of experience in retail investments. The role involves advising product teams on compliance, developing compliance policies, and conducting training for UK business units. The ideal candidate has a strong knowledge of FCA regulations, financial services, and exceptional communication skills. This position offers opportunities to influence compliance strategies within a dynamic environment.

Qualifications

• 7+ years of experience in a senior compliance role within retail investments.
• Comprehensive understanding of FCA regulations related to Retail investments.
• Solid background in financial services, especially in leveraged and non-leveraged trading.

Responsibilities

• Advise on product introduction and adaptations to ensure compliance.
• Develop and deploy compliance policies and control frameworks.
• Deliver ongoing training to compliance teams and other stakeholders.

Skills

Stakeholder management

Communication skills

Strategic thinking

Solutions-focused approach

Job description

A leading compliance firm in Greater London is seeking a senior compliance professional with over 7 years of experience in retail investments. The role involves advising product teams on compliance, developing compliance policies, and conducting training for UK business units. The ideal candidate has a strong knowledge of FCA regulations, financial services, and exceptional communication skills. This position offers opportunities to influence compliance strategies within a dynamic environment.