Senior Compliance Advisor, Financial Services

John Lewis Partnership; Greater London; Hybrid; GBP 50,000 - 70,000; Full time

Job summary

A prominent retail and financial services firm in Greater London is seeking a Compliance Manager. In this role, you will provide compliance advice, collaborate with stakeholders to ensure good customer outcomes, and maintain relationships with regulators. Applicants should have significant experience in UK Financial Services compliance, particularly in insurance or banking. This position offers a hybrid working model and a salary range of £50,500 to £70,000.

Qualifications

• Experience in Compliance for UK Financial Services, preferably in insurance or banking.
• Strong stakeholder management and communication skills.
• Knowledge of the FCA regulatory framework.

Responsibilities

• Provide compliance advice & guidance to ensure good customer outcomes.
• Collaborate to identify risks and improve controls.
• Ensure timely reporting to regulator on key business aspects.

Skills

Experience working in Compliance for a UK based Financial Services company

Significant experience in stakeholder management

Knowledge of UK Financial Services regulatory framework

Understanding of FCA Conduct requirements

Education

Ideally experienced in FS regulatory compliance, monitoring and audit

Job description

A prominent retail and financial services firm in Greater London is seeking a Compliance Manager. In this role, you will provide compliance advice, collaborate with stakeholders to ensure good customer outcomes, and maintain relationships with regulators. Applicants should have significant experience in UK Financial Services compliance, particularly in insurance or banking. This position offers a hybrid working model and a salary range of £50,500 to £70,000.