Remote Firm Governance Assessor

Quilter plc; Remote; GBP 50,000 - 70,000; Full time

Job summary

A leading wealth management firm is seeking a Firm Governance Assessor to deliver regulatory oversight for appointed firms. The role involves identifying risks, managing action plans, and providing governance assessments. Candidates should possess strong communication skills and compliance experience, with a QCF Level 4 or equivalent qualification. This remote position allows for autonomy in managing your workload while being part of a skilled team.

Benefits

26 days holiday

Incentive scheme participation

Non-contributory pension scheme

Private medical insurance

4x life assurance

Income protection

Flexible benefits via salary deduction

Qualifications

• Requires strong communication skills for effective questioning.
• Ability to assess risks and manage action plans.
• Experience with Network/National and IFA/restricted advice models.

Responsibilities

• Deliver regulatory oversight to appointed firms.
• Identify and resolve risks relating to governance.
• Plan and manage your workload effectively in a remote role.

Skills

Strong analytical skills

Confident communication

Experience in compliance

Risk assessment

Education

QCF Level 4 or equivalent

Job description

A leading wealth management firm is seeking a Firm Governance Assessor to deliver regulatory oversight for appointed firms. The role involves identifying risks, managing action plans, and providing governance assessments. Candidates should possess strong communication skills and compliance experience, with a QCF Level 4 or equivalent qualification. This remote position allows for autonomy in managing your workload while being part of a skilled team.