Regulatory Compliance Policy Architect

AJ Bell Business Solutions Limited; Salford; Hybrid; GBP 50,000 - 70,000; Full time

Job summary

A leading investment platform company in the UK is seeking a Compliance Policy Consultant to enhance its Compliance team. The candidate will provide regulatory guidance, monitor FCA developments, and support various business units in achieving compliance. A minimum of three years of experience in FCA regulated firms is required, alongside strong report writing and stakeholder engagement skills. The role offers a competitive salary, excellent benefits, and a hybrid working model.

Benefits

Competitive starting salary

Generous holiday allowance

Pension scheme with matched contributions

Discretionary bonus scheme

Health Cash Plan

Free onsite gym

Employee Assistance Programme

Qualifications

• Minimum 3 years experience in compliance in FCA regulated firms.
• Good understanding of FCA Handbooks and UK regulatory regime.
• Experience engaging with senior management.

Responsibilities

• Provide regulatory support and guidance to business areas.
• Monitor regulatory developments through horizon scanning.
• Assist with financial promotions review and approval.

Skills

FCA regulatory compliance knowledge

Report writing

Stakeholder engagement

Analytical thinking

Education

Degree or professional qualifications (CISI)

Job description

A leading investment platform company in the UK is seeking a Compliance Policy Consultant to enhance its Compliance team. The candidate will provide regulatory guidance, monitor FCA developments, and support various business units in achieving compliance. A minimum of three years of experience in FCA regulated firms is required, alongside strong report writing and stakeholder engagement skills. The role offers a competitive salary, excellent benefits, and a hybrid working model.