PWM Compliance VP: Market Solutions & Trade Surveillance

Goldman Sachs, Inc.; Greater London; On-site; GBP 70,000 - 90,000; Full time

Job summary

A leading global investment firm is looking for a Compliance professional in London to focus on capital markets. This role includes providing compliance advice, conducting trading surveillance, and managing projects. Candidates should have over 5 years of relevant experience in financial services, with strong product knowledge and analytical skills. Committed to diversity and professional growth, the firm offers benefits and training opportunities.

Benefits

Training and development opportunities

Diversity and inclusion initiatives

Wellness programs

Qualifications

• 5+ years' compliance or relevant financial services experience.
• Strong product knowledge and trading strategies used by PWM.
• Experience conducting trade surveillance or equivalent monitoring.

Responsibilities

• Provide advice on live queries and transactions.
• Conduct trading and suitability surveillance.
• Manage compliance-led projects and represent PWM Divisional Compliance.

Skills

Compliance knowledge

Interpersonal skills

Analytical skills

Detail-oriented

Team player

Education

University degree

Professional compliance qualification

Tools

Microsoft Excel

Microsoft PowerPoint

Microsoft Word

Job description

A leading global investment firm is looking for a Compliance professional in London to focus on capital markets. This role includes providing compliance advice, conducting trading surveillance, and managing projects. Candidates should have over 5 years of relevant experience in financial services, with strong product knowledge and analytical skills. Committed to diversity and professional growth, the firm offers benefits and training opportunities.