Market Abuse Surveillance Strategy & Governance Lead

NatWest Group; Maney; On-site; GBP 60,000 - 80,000; Full time

Job summary

A large financial services organization based in the UK seeks a professional to manage market abuse surveillance risk. Key responsibilities include designing surveillance models, supporting compliance efforts, and overseeing data quality in reporting. The ideal candidate will have a strong technical understanding of MiFID products and excellent communication skills to effectively manage and influence stakeholders. This role is integral to maintaining the integrity of market practices and ensuring compliance with regulatory obligations.

Qualifications

• Broad technical knowledge of MiFID products.
• Experience in managing competing tasks to maximize value.
• Ability to summarize complex issues to influence stakeholders.
• Comfort in operating within and managing a vast amount of change.
• Awareness of communication surveillance techniques.

Responsibilities

• Manage the surveillance coverage model for market abuse risk.
• Support the delivery of the surveillance framework to monitor effectiveness.
• Engage with Model Risk to ensure governance across surveillance models.
• Collaborate to develop and deliver remedial action plans for identified risks.
• Embed robust data quality oversight within surveillance reporting.

Skills

Technical knowledge of MiFID products

Good communication skills

Attention to detail

Problem-solving skills

Awareness of key surveillance vendors

Job description

A large financial services organization based in the UK seeks a professional to manage market abuse surveillance risk. Key responsibilities include designing surveillance models, supporting compliance efforts, and overseeing data quality in reporting. The ideal candidate will have a strong technical understanding of MiFID products and excellent communication skills to effectively manage and influence stakeholders. This role is integral to maintaining the integrity of market practices and ensuring compliance with regulatory obligations.