Junior Compliance Analyst – Data & Regulatory Reporting

Close Brothers Group; Greater London; On-site; GBP 40,000 - 50,000; Full time

Job summary

A financial services firm in Greater London is seeking a Compliance Administrator to support compliance activities. This fixed-term role involves managing compliance inbox queries, assisting with regulatory tasks, and maintaining records. Candidates should have strong organization skills, attention to detail, and a proactive attitude. A keen interest in compliance within financial services is essential. The position offers a competitive salary and the chance to build knowledge in compliance.

Qualifications

• Ability to demonstrate an understanding of the regulatory framework relevant to the role.
• Understand and demonstrate compliance with all relevant internal and external rules.
• Interest in building knowledge of Compliance within a financial advice and asset management firm.

Responsibilities

• Assist with management of the Compliance inbox for queries.
• Assist with conflict of interest sign offs as assigned by the line manager.
• Assist with regulatory returns and applications.
• Maintain insider log records.
• Contribute to Takeover Panel reporting.

Skills

Attention to detail

Strong organization skills

Ability to work to deadlines

Good communication skills

Ability to work on own initiative

Proactive attitude

Job description

A financial services firm in Greater London is seeking a Compliance Administrator to support compliance activities. This fixed-term role involves managing compliance inbox queries, assisting with regulatory tasks, and maintaining records. Candidates should have strong organization skills, attention to detail, and a proactive attitude. A keen interest in compliance within financial services is essential. The position offers a competitive salary and the chance to build knowledge in compliance.