Head of Compliance

MERJE; England; Hybrid; GBP 80,000 - 110,000; Full time

Job summary

A dynamic consumer finance company in Buckinghamshire is seeking a Head of Compliance to lead the compliance strategy and ensure adherence to regulatory standards. This role involves managing a small team, developing compliance programs, and maintaining proactive dialogue with regulatory bodies. The ideal candidate will have over 10 years of regulatory leadership experience, deep knowledge of the FCA Handbook, and strong communication and leadership skills. This position offers a hybrid work model and opportunities for professional development.

Qualifications

• 10+ years' experience in compliance or regulatory leadership roles.
• In-depth understanding of the UK regulatory framework, including FCA Handbook.
• Proven ability to design and lead compliance monitoring programmes and thematic reviews.

Responsibilities

• Develop and manage a robust compliance programme.
• Lead adherence to Consumer Duty regulations.
• Design and deliver an annual Compliance Monitoring Plan.
• Conduct regulatory horizon scanning and advise on emerging risks.

Skills

Leadership

Regulatory knowledge

Analytical abilities

Communication

Job description

Head of Compliance

Buckinghamshire, England, United Kingdom (Hybrid)

MERJE is seeking an experienced Head of Compliance to lead the second line and Compliance team in an FCA-regulated environment within the consumer finance (FS) sector. This crucial role involves setting compliance strategy, embedding strong conduct standards, ensuring robust oversight, effective Appointed Representative Management, and acting as a primary contact for regulators. The successful candidate will oversee all aspects of regulatory compliance, financial crime prevention, and risk management.

The Company

This company operates in the Automotive sector and is committed to maintaining the highest standards of regulatory compliance and risk management. With a focus on integrity and strategic growth, the organisation values a positive compliance culture and adherence to industry best practices.

The Role

As Head of Compliance, you will report to the General Counsel and play a vital role in shaping the company's compliance framework. This position offers an opportunity to lead a small team of compliance professionals and drive a culture of compliance while enabling career development within the organisation.

Key Responsibilities of the Head of Compliance :

• Develop, implement and manage a robust compliance programme and strategic initiatives aligned with FCA and other regulatory standards.
• Lead adherence to Consumer Duty regulations and partner with operational leadership.
• Design and deliver an annual Compliance Monitoring Plan.
• Support AR monitoring and oversight.
• Oversee and maintain strong frameworks in the following areas; Gifts & Hospitality, Conflicts of Interest, Whistleblowing, SM&CR, and Financial Promotions
• Shape the internal compliance audits programme.
• Conduct regulatory horizon scanning and advise on emerging risks and opportunities.
• Maintain proactive dialogue with regulatory bodies and external auditors.
• Prepare MI and reporting for senior stakeholders and governance committees to ensure effective oversight and improved outcomes.

Required knowledge and experience for the Head of Compliance role :

• 10+ years' experience in compliance or regulatory leadership roles.
• In-depth understanding of the UK regulatory framework, including FCA Handbook.
• Proven ability to design and lead compliance monitoring programmes and thematic reviews.
• Strong leadership and team management skills.
• Comfortable navigating regulatory change in a fast-paced, innovative environment.
• Excellent communication and analytical abilities.

If you are an experienced senior compliance professional seeking a challenging role as Head of Compliance, apply now to take your career to the next level in this dynamic consumer focused company.