Fully Remote Compliance Lead for FCA Wealth Management

Eden Rose; Remote; GBP 50,000 - 54,000; Full time

Job summary

A respected wealth management firm is looking for a Remote Compliance Officer to maintain high standards of regulatory compliance. This role involves monitoring adviser files against FCA rules and providing guidance on compliance matters. Strong analytical skills and prior experience in compliance within the financial sector are essential. The firm offers a fully remote position with a collaborative culture and clear pathways for career advancement.

Benefits

Pension contribution

Private Medical Insurance

Fully remote role

Qualifications

• Previous experience in a compliance role within an IFA or wealth management environment.
• A strong understanding of FCA regulatory requirements and suitability guidelines.
• Proficient in using CRM and compliance or advice tools/software.

Responsibilities

• Monitor and review adviser files for compliance with FCA rules and internal policies.
• Provide clear, practical guidance to advisers and staff on compliance related matters.
• Conduct compliance training and briefings for staff.

Skills

Excellent communication skills

Analytical skills

Decision making skills

Education

CII Level 4 Diploma

Tools

CRM software

Compliance tools

Job description

A respected wealth management firm is looking for a Remote Compliance Officer to maintain high standards of regulatory compliance. This role involves monitoring adviser files against FCA rules and providing guidance on compliance matters. Strong analytical skills and prior experience in compliance within the financial sector are essential. The firm offers a fully remote position with a collaborative culture and clear pathways for career advancement.