Compliance Testing Associate Director

Fitch Ratings Ltd; City of Westminster; On-site; GBP 75,000 - 95,000; Full time

Job summary

A global credit rating agency is seeking a Compliance Testing Associate Director who will lead compliance testing activities and ensure adherence to regulations. The ideal candidate will have a proven track record in compliance testing within a regulated environment and possess strong investigative skills. This role includes designing testing procedures, reporting findings, and collaborating with various teams. The company values continuous learning and offers comprehensive wellness benefits.

Benefits

Leadership development programs

Retirement planning and tuition reimbursement

Comprehensive healthcare offerings

Generous parental leave

Paid volunteer days

Qualifications

• Proven track record of executing compliance testing in a regulated financial institution.
• Good understanding of risk management and the three lines of defence model.
• Strong attention to detail and collaborative problem-solving skills.

Responsibilities

• Lead compliance testing reviews as required by senior management.
• Design and undertake testing, recording activities and findings.
• Communicate findings succinctly with stakeholders.

Skills

Compliance testing

Risk management frameworks

Investigative skills

Self-motivated

Excellent communication skills

Tools

MetricStream GRC platform

Job description

As a member of the Compliance Testing team, the Compliance Testing Associate Director is responsible for executing compliance testing activities across Fitch Ratings on a global basis. The role involves performing regular file reviews, plus thematic and targeted reviews designed to assess compliance with regulation and internal policies. The position will report to the Head of Compliance Testing who is based in London.

Key Responsibilities

• Lead reviews as/when required by the Head of Compliance Testing.
• Complete review planning and scoping; taking into consideration regulatory and policy requirements, existing issues, and risk management information, as appropriate.
• Design and undertake testing, recording testing activity and investigating findings.
• Lead meetings and communicate succinctly with senior stakeholders.
• Draft and issue well written, informative and impactful final reports to the business.
• Work with issue owners to agree mitigating action and track the closure of issues to completion.
• Develop a positive and professional relationship with operational teams.
• Liaise closely with other risk management functions, including Compliance and Internal Audit.
• Promote understanding across Fitch Ratings of key compliance requirements.

Required Qualifications

• Proven track record of executing compliance testing and monitoring activities in a regulated financial institution or credit rating agency.
• Good understanding of risk management frameworks, risks and controls, and the three lines of defence model.
• Strong investigative skills and attention to detail.
• Collaborative approach to solving problems and working with others.
• Self-motivated, adept at time management and the prioritisation of competing priorities.
• Ability to exercise sound judgement and elevate potential issues.
• Excellent written and verbal communication skills.

What Makes You Stand Out

• Knowledge of credit ratings and credit rating agency regulation.
• Background in continuous monitoring.
• Familiarity with MetricStream GRC platform.

Benefits and Culture

• A Culture of Learning & Mobility: Dedicated trainings, leadership development and mentorship programs designed to ensure that your time at Fitch will be a continuous learning opportunity.
• Investing in Your Future: Retirement planning, financial wellness and tuition reimbursement programs that empower you to achieve your short and long‑term goals.
• Promoting Health & Wellness: Comprehensive healthcare offerings that prioritize a healthy body & mind.
• Supportive Parenting Policies: Family‑first policies, including a generous global parental leave plan, designed to help you balance career and family life effectively.
• Dedication to Giving Back: Paid volunteer days and support for community engagement initiatives.

Fitch is proud to be an Equal Opportunity and affirmative action employer. We evaluate qualified applicants without regard to race, color, national origin, religion, sex, sexual orientation, gender identity, disability, protected veteran status, and other statuses protected by law.