Compliance Monitoring Supervisor

Chase & Holland; Remote; GBP 46,000 - 54,000; Full time

Job summary

A leading financial services business is seeking a Compliance Monitoring Supervisor to manage the compliance monitoring plan remotely. The role involves developing monitoring strategies, producing reports, leading Consumer Duty reporting, and ensuring compliance with FCA regulations. Candidates must possess QCF Level 4 or equivalent and have strong analytical and communication skills. This position offers benefits such as generous holiday allowances and ongoing training.

Benefits

Fully remote working

Generous holiday allowance

Pension & life assurance

Ongoing training & development

Qualifications

• Strong knowledge of FCA regulations, AML and financial crime requirements.
• Excellent analytical, reporting, and communication skills.
• Highly organised and confident working independently.

Responsibilities

• Develop and deliver an effective monitoring plan to manage business risk.
• Produce MI reports with recommendations for improvements.
• Lead on annual Consumer Duty reporting.
• Review and approve financial promotions to meet FCA requirements.

Skills

Strong knowledge of FCA regulations

Analytical skills

Reporting skills

Communication skills

Organisational skills

Education

QCF Level 4 (or equivalent)

Job description

Compliance Monitoring Supervisor – Remote – £50,000 DOE

Chase & Holland are excited to be working with a leading financial services business who are looking to recruit a Compliance Monitoring Supervisor. This is a fantastic opportunity to take ownership of the compliance monitoring plan across the group, ensuring regulatory risks are managed effectively and reported accurately – all while working fully remote.

Benefits

• Fully remote working
• Generous holiday allowance
• Pension & life assurance
• Ongoing training & development

Key Responsibilities

• Develop and deliver an effective monitoring plan to manage business risk
• Produce MI reports with recommendations for improvements
• Lead on annual Consumer Duty reporting
• Review and approve financial promotions to meet FCA requirements

Key Skills & Experience

• QCF Level 4 (or equivalent)
• Strong knowledge of FCA regulations, AML and financial crime requirements
• Excellent analytical, reporting, and communication skills
• Highly organised and confident working independently

If you are interested in finding out more about this exciting Compliance Monitoring Supervisor opportunity, please click ‘apply now’.

Chase & Holland acts as an employment agency for permanent recruitment and an employment business for the supply of temporary workers. We specialise in finance, supply chain, HR, IT, and office support recruitment and comfortably service Yorkshire, Derbyshire, Nottinghamshire, Leicestershire, Staffordshire, and Lincolnshire.