Compliance Manager - Regulation & Training Leader

Contract Personnel Ltd; Brighton; On-site; GBP 45,000 - 60,000; Full time

Job summary

A financial services firm in Brighton is seeking a Compliance Manager to ensure adherence to regulations and guide a team on compliance matters. The ideal candidate will have experience in financial services, a Diploma in Regulated Financial Planning, and strong communication skills. The role includes conducting regular compliance checks, training, and onboarding team members, with opportunities for career growth.

Qualifications

• Experience in a similar position within the financial services industry.
• Ability to work alone or in a team environment.
• Must hold a clean UK driving licence.

Responsibilities

• Maintain and monitor compliance standards.
• Conduct advice checks to ensure regulatory obligations.
• Provide technical updates to team members.
• Train and onboard new financial planners.

Skills

Excellent communication skills

Interpersonal skills

Organisational skills

Self-discipline

Time management skills

Education

Diploma in Regulated Financial Planning

Job description

A financial services firm in Brighton is seeking a Compliance Manager to ensure adherence to regulations and guide a team on compliance matters. The ideal candidate will have experience in financial services, a Diploma in Regulated Financial Planning, and strong communication skills. The role includes conducting regular compliance checks, training, and onboarding team members, with opportunities for career growth.