Compliance, Control Room, Vice President, Birmingham

Goldman Sachs; West Midlands; On-site; GBP 50,000 - 70,000; Full time

Job summary

A leading financial institution is seeking a compliance officer for their Control Room in Birmingham. The role involves monitoring the integrity of information barriers and controlling confidential information flow. Ideal candidates should possess sound judgment and adapt to changing regulations. This position offers the chance to work with a diverse team and contribute to the firm’s compliance efforts. Opportunity for professional development within a strong compliance culture.

Responsibilities

• Monitor and control the flow of confidential information within the firm.
• Assist in compliance with regulatory examinations and audits.

Job description

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defence, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

Responsibilities And Qualifications

The Control Room, part of Global Compliance, is seeking a compliance officer for a role in Birmingham. The Control Room is primarily responsible for preserving the integrity of the Firm's information barriers by monitoring and controlling the flow of confidential information between the Firm's pr...